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As an Account Executive at COMPLY, you will drive sales of compliance solutions to financial firms. Responsibilities include prospecting, managing the sales cycle, conducting product demos, maintaining pipeline accuracy, and closing business. You will need to understand COMPLY's offerings and build strong client relationships to succeed in this role.

The Managed Services Compliance Analyst at COMPLY will assist with compliance and regulatory matters for financial services. Responsibilities include reviewing marketing materials, performing trade statement analysis, managing employee onboarding, creating reports, and supporting various regulatory filings.

As a Compliance Consultant at COMPLY, you will provide expert consulting services in compliance and regulatory matters, draft disclosure documents, and conduct compliance reviews for investment adviser firms. You will collaborate with clients, respond to their inquiries, utilize CRM tools for effective communication, and assist in the development of compliance products and services.