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The Senior Data Quality Analyst creates and manages data quality programs, develops standards, performs analyses, and collaborates with stakeholders to enhance data governance and quality across the organization.

The Lead Enterprise Data Steward coordinates data stewardship activities, promotes data literacy, ensures compliance with data policies, and fosters a data-driven culture within FINRA.

The VP of Product Management will oversee the Critical Reg. SCI systems and manage operational risk, vendor relationships, budgeting, and strategic direction for FINRA’s transaction processes.

The Associate Principal Analyst will conduct surveillance reviews to identify market violations, develop analytics tools, prepare reports, and train colleagues.

The Director of MS Operations oversees procedural standards, implements operational risk frameworks, and leads enhancements to processes for effective program execution, collaborating with various audit and regulatory groups.

The Director of CAT Surveillance oversees compliance tracking and analysis for CAT Reporters, manages staff, promotes best practices, and collaborates with regulators to enhance data quality.

The Principal Analyst manages and enhances FINRA's arbitration program, overseeing case administration, training staff, and ensuring compliance with regulations. The role includes advising on procedural issues and interacting with management, while managing multiple complex projects and responding to inquiries from regulatory bodies.