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The Lead Product Manager leads technology initiatives to enhance legal operations, manage products, and collaborate with stakeholders for effective implementation.

The Associate Director oversees case management teams, ensures legal support quality, leads training, and manages strategic planning for appellate processes at FINRA.

The Senior Program Administrator supports OGC Regulation by managing administrative processes, coordinating programs, and improving operational efficiency. Responsibilities include budget management, report preparation, and maintaining policies.

The Case Coordinator supports arbitration cases by scheduling, documenting hearings, generating memos, and maintaining files. They communicate with arbitrators and parties while ensuring processes are followed diligently.

The Associate General Counsel advises senior management on complex regulatory initiatives, oversees rule-making functions, and ensures compliance with securities regulations. Responsibilities include legal analysis, stakeholder communication, and training junior staff.

The Associate Director, OCLO Operations leads cross-functional initiatives, enhances operational efficiency, manages budgets, and supports strategic planning efforts within OCLO.

The Senior Program Administrator supports the Office of General Counsel by managing administrative functions, coordinating programs, and overseeing budget preparations while ensuring efficient operations and adherence to policies.