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The Senior Compliance Manager will oversee the broker-dealer core compliance team, ensuring adherence to compliance policies, conducting regulatory audits, managing personnel licensing and registration, and driving efficiencies through technology. This role requires significant experience in broker-dealer compliance and personnel management, along with strong organizational and analytical skills.

The Senior Compliance Manager at SoFi will oversee broker-dealer compliance, ensuring adherence to policies and procedures. Responsibilities include managing personnel, regulatory audits, trade surveillance, compliance advisory, and customer complaint management, while also driving efficiency through technology. The role requires travel for branch inspections and requires strong management and compliance experience.

The Senior Manager of Risk Management for Credit Card Acquisition will lead credit risk strategies, drive revenue, and collaborate with partners to ensure growth is in line with the company's risk appetite. Responsibilities include developing underwriting strategies, analyzing performance, and mentoring a team of analysts. The role demands strategic oversight to enhance risk management and revenue growth within the credit card sector.