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The AML Quality Assurance Sr. Specialist role at SoFi involves ensuring compliance with Anti-Money Laundering regulations and guidelines. The role includes conducting quality assurance reviews, identifying areas for improvement, and implementing enhancements to the AML program. The position plays a critical role in the company's efforts to combat financial crimes and protect the integrity of its operations.

The AML Compliance Specialist - CIU is responsible for conducting due diligence on customer relationships to assess legal, regulatory, and reputational risks. This involves reviewing alerts, conducting enhanced due diligence, and executing risk-based customer termination processes. The role requires excellent communication, analytical skills, and knowledge of AML/BSA laws.

Conduct due diligence on customer relationships to identify legal, regulatory, or reputational risks. Review sanctions, PEP, and adverse media alerts, conduct EDD reviews, and assist in risk-based customer termination. Requires a Bachelor's degree and 2-4 years of finance industry experience with AML focus.

The AML Compliance Senior Specialist will conduct independent reviews and analysis of possible suspicious activity to ensure compliance with the Bank Secrecy Act and the USA PATRIOT Act. Responsibilities include conducting AML investigations, maintaining a thorough understanding of AML typologies, and utilizing available systems and databases for research. Required qualifications include a Bachelor's Degree, 3-5 years of experience in finance focusing on AML transaction monitoring, strong communication skills, knowledge of BSA/AML laws, experience with AML transaction monitoring systems, and excellent analytical skills.

The Associate Manager, Member Advocacy will oversee a team of Member Advocacy Specialists to manage escalated regulatory and high-risk complaints, ensuring compliance with banking regulations. Responsibilities include team management, oversight of complaint programs, identifying and mitigating compliance issues, and participating in cross-functional projects to mitigate risks.

The Associate Manager, Member Advocacy is responsible for managing a team of Member Advocacy Specialists to handle escalated complaints and ensure compliance with regulatory laws and banking regulations. The role involves hiring, coaching, and overseeing the team to provide effective oversight of the complaint management program.

Seeking a Fraud Prevention and Detection Specialist to conduct reviews on suspicious accounts, analyze fraudulent activity, communicate with members and resolve fraud situations. Must have 1-2 years of experience in banking or financial services, knowledge of personal loan products, and excellent time management and interpersonal skills.