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This position involves processing transaction activities related to collateral, settlement, and stock loan. It requires interaction with banks and clearing members, auditing department functions, and assisting in policy development and staff training.

The Associate Principal will support Management in identifying, measuring, and reporting risks across the organization. This role encompasses assisting with risk assessments, coordinating with control functions, ensuring alignment with OCC strategy, and generating reports for stakeholders. Collaboration with various teams to enhance risk management processes and effective communication of risk assessment results are key components of the position.

The Senior Associate in Internal Audit will conduct independent assessments of the IT and Security environment, focusing on management's controls related to risks. Responsibilities include auditing, risk evaluation, maintaining compliance with standards, and providing recommendations for improvements.