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The Manager of Risk and Controls oversees bank account management, including opening and closing accounts, maintaining records of agent bank accounts, and ensuring compliance through KYC and due diligence reviews. The role requires strong communication and analytical skills, relationship management, and knowledge of financial services processes.

The Dealing Manager in Wealth Management is responsible for handling client inquiries about trading execution, monitoring trading systems, executing trade orders, and providing efficient execution services. This role also supports sales teams and requires collaboration and adherence to regulatory compliance.

This position involves monitoring the risk for FICC trading desks, producing daily and monthly risk reports for senior management, performing risk analysis, and collaborating with both the front office and risk model team. The manager also supports risk data maintenance and participates in various projects.

The Junior Regional / APAC Equity Sales role involves managing institutional accounts, developing relationships with clients, and maximizing revenues. Responsibilities include understanding client needs, attending meetings, and supporting corporate finance activities while promoting CLSA's services and maintaining broker rankings.

The Client Services & KYC Manager will oversee client onboarding and KYC processes in Wealth Management, ensuring compliance with global policies and local regulations. Responsibilities include managing requests, quality assurance, stakeholder communication, and operational risk management. The role requires leadership in end-to-end KYC management and the ability to collaborate with various teams.

Manage complete brokerage administration services for clients, ensuring compliance with Company policies and regulatory requirements. Handle trading transactions, client onboarding, and serve as a backup to Client Services Officers. Provide guidance to junior staff and participate in ad-hoc projects as required.

The Associate in KYC Operations is responsible for conducting periodic reviews of international accounts, coordinating with various internal and external teams, ensuring compliance with KYC and AML requirements, and managing document verification processes. This role involves client interaction, data management, and process improvement initiatives.