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Regulatory Accounting and Reporting Manager

7 Days Ago
San Francisco, CA, USA
Hybrid
320 Employees
125K-170K Annually
5-7 Years of Experience
Easy Apply
320 Employees
125K-170K Annually
5-7 Years of Experience
Artificial Intelligence • Big Data • Cloud • Fintech • Machine Learning • Business Intelligence • Financial Services
Responsible for preparing broker/dealer month-end close reports and regulatory filings to ensure compliance with GAAP, FINRA, and SEC Rules. The role involves maintaining financial data integrity, assisting in the financial close process, preparing regulatory filings, and supporting audits and regulatory exams.
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