“I can succeed as a Senior Compliance Associate at Capital Group.”
We are recruiting for a Senior Compliance Associate for our Client Services Compliance Team which provides compliance support for several of Capital Group’s investment offerings and services across multiple lines of business. These include institutional clients and intermediaries as well as supporting and overseeing the administration of collective investment trusts for retirement plan clients and intermediaries.
You will be a member of a team of compliance professionals focused on institutional client onboarding and activity in separate accounts and CITs, sponsor firms with Separately Managed Accounts (SMAs), administration of CITs, RFP support, and preparation of the investment advisers’ Form ADV, among other areas. As a Senior Compliance Associate, you will help the team deliver a superior client experience while ensuring we comply with appropriate regulations, requirements, and policies. You’ll support the needs of internal departments across Capital Group and external entities, including the completion of regulatory business filings, and client and/or trading agreements. Every day can be different as you partner with our in-house lawyers, compliance professionals, and our client services, distribution, and operations groups to enable the delivery of our investment services to our clients. To thrive in this role, you enjoy new challenges, collaborating across teams, and trying to improve existing processes.
“I am the person Capital Group is looking for.”
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You have a minimum of three years of experience.
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Experience in securities, investment management, financial services industry, or contract administration is a plus.
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You are detail-oriented and demonstrate a commitment to accuracy.
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You appreciate the sense of accomplishment achieved when you solve a problem using your good judgment.
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You demonstrate intellectual curiosity and a capacity for nimble learning.
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By asking great questions and bouncing ideas off others, you proactively share your perspective. You’re a skilled communicator and thrive in team settings by being authentic, respectful, and engaging.
Orange County Base Salary Range: $81,710-$130,736
Los Angeles Base Salary Range: $86,592-$138,547
In addition to a highly competitive base salary, per plan guidelines, restrictions and vesting requirements, you also will be eligible for an individual annual performance bonus, plus Capital’s annual profitability bonus plus a retirement plan where Capital contributes 15% of your eligible earnings.
You can learn more about our compensation and benefits here.
* Temporary positions in Canada and the United States are excluded from the above mentioned compensation and benefit plans.
We are an equal opportunity employer, which means we comply with all federal, state and local laws that prohibit discrimination when making all decisions about employment. As equal opportunity employers, our policies prohibit unlawful discrimination on the basis of race, religion, color, national origin, ancestry, sex (including gender and gender identity), pregnancy, childbirth and related medical conditions, age, physical or mental disability, medical condition, genetic information, marital status, sexual orientation, citizenship status, AIDS/HIV status, political activities or affiliations, military or veteran status, status as a victim of domestic violence, assault or stalking or any other characteristic protected by federal, state or local law.
Top Skills
What We Do
Capital Group is one of the largest and most trusted financial companies in the world, with the goal of improving people's lives through successful investing. A career at Capital Group means having countless opportunities to explore, grow and succeed.
Why Work With Us
Capital Group has been in business for 91 years, which means that our investment professionals have 91 years of proprietary data at their fingertips.
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