Enterprise & Operational Risk Manager

Posted 9 Hours Ago
Be an Early Applicant
Irvine, CA
148K-237K Annually
Senior level
Fintech • Financial Services
The Role
The Enterprise & Operational Risk Manager leads a team to identify and evaluate operational risks and controls, manage projects for visibility on risks, support SOC 1 audits, and provide risk management expertise across business functions. The role involves fostering relationships with stakeholders and developing a high-performing team.
Summary Generated by Built In

 

“I can succeed as an Enterprise & Operational Risk Manager at Capital Group.”

As an Enterprise & Operational Risk Manager in Global Risk Management (GRM), you will lead a team of risk professionals and work with business partners across the organization to identify and evaluate key operational risks and controls that help our business leaders ensure operational effectiveness, manage risks, and strengthen the control environment. You will provide valuable enterprise and operational risk management expertise for internal controls related to CG’s core operational business. You will also support organizational risk oversight and governance across our business groups and other enterprise risk-related activities as needed. To thrive in this role, you’ve led a team of risk management and/or audit-related professionals while managing large scale projects intended to provide visibility to identified risks and control enhancement opportunities.

“I am the person Capital Group is looking for.”

  • You are well versed in enterprise and operational risk management and/or internal control techniques relating to an asset manager’s core operational business.
  • You have managed operational event response processes to enable prompt event resolution, partner with business areas to complete event reports, identify adequate control enhancements, and support periodic exception report review and SOX certification processes.
  • You have led risk reporting and related communications to executive management, governance committees and other key stakeholders providing balanced risk management perspective, detailing relevant operational events and other risk management activities and initiatives.
  • You have managed activities supporting a SOC 1 audit program including working with impacted business area leadership and external auditors.
  • You have experience with the continuous review and evolution of risk management frameworks in response to business and regulatory change and have supported implementation of change where needed.
  • You have strong planning, organization, and project management skills to exercise good judgement and have a process for managing competing priorities. You are comfortable when priorities shift, and you manage change with steadfast composure.
  • You have managed both people and projects, working well with and through others on cross-functional and enterprise initiatives, and resolving matters of complexity and ambiguity independently while demonstrating sound judgment.
  • You have built strong relationships with business partners providing broad risk management and technical expertise.
  • You embody our core values and can motivate and develop a high performing team. This will include coaching, mentoring, identifying stretch opportunities, assigning work and managing performance.
  • You demonstrate inclusion with authenticity and impact and take action to inspire inclusion for the team.

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Southern California Base Salary Range: $148,045-$236,872

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In addition to a highly competitive base salary, per plan guidelines, restrictions and vesting requirements, you also will be eligible for an individual annual performance bonus, plus Capital’s annual profitability bonus plus a retirement plan where Capital contributes 15% of your eligible earnings.

You can learn more about our compensation and benefits here.

* Temporary positions in Canada and the United States are excluded from the above mentioned compensation and benefit plans.


We are an equal opportunity employer, which means we comply with all federal, state and local laws that prohibit discrimination when making all decisions about employment. As equal opportunity employers, our policies prohibit unlawful discrimination on the basis of race, religion, color, national origin, ancestry, sex (including gender and gender identity), pregnancy, childbirth and related medical conditions, age, physical or mental disability, medical condition, genetic information, marital status, sexual orientation, citizenship status, AIDS/HIV status, political activities or affiliations, military or veteran status, status as a victim of domestic violence, assault or stalking or any other characteristic protected by federal, state or local law.

The Company
HQ: Los Angeles,, CA
8,820 Employees
On-site Workplace
Year Founded: 1931

What We Do

Since 1931, Capital Group, home of American Funds®, has been singularly focused on delivering superior results for long-term investors using high-conviction portfolios, rigorous research and individual accountability. As of December 31, 2021, Capital Group manages more than $2 trillion in equity and fixed income assets for millions of individual and institutional investors.

Capital Group is a private firm that employs more than 8,000 associates and has offices in Europe, Asia, Australia and the Americas. For more than 90 years, our goal has remained the same: to improve people’s lives through successful investing.

*** We’ve been made aware of an employment scam fraudulently using Capital Group’s name. Please note: Capital Group currently does not offer 100% remote work positions. On average, the interview process can take one to three months to go from resume submission to offer. Financial transactions are never part of the job onboarding process. For your own cyber safety and security, if you suspect fraud, please do not respond to or interact with messages claiming to be from Capital Group. You can also contact [email protected] to verify a job opportunity. ***

For important legal information please click the company details website link: https://www.capitalgroup.com/us/landing-pages/linkedin-terms-of-use.html

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