Requirements
- Knowledge of the financial services industry
- Minimum of 2 years' experience in compliance, risk management or legal within in the finacial services industry
- Attention to detail
- Analytical and Risk management skills
- Communication skills
- Delivery focused and deadline driven
- Interpersonal skills
- Collaboration skills
- Tertiary qualification: A degree or diploma in Risk Management / IT / Finance / Internal Audit/ law/ finance
- Registered Compliance Officer with the FSCA and RE Exam completion is advantages
- Proficiency in MS Office Suite
Compliance duties
- Basic Knowledge of FICA & FAIS & POPIA
- Perform transactional monitoring for the FNZ business
- Perform the compliance monitoring across Business clients
- Monitoring of internal compliance risk management controls
- Monitoring of compliance with relevant legislation for FNZ SA and its clients, where required
- Maintaining the recording of compliance monitoring findings, and related reporting
- Communicate with business and clients in terms of findings and feedback
- Participate in client compliance
- Providing assistance and guidance to the business
- Daily Sanction screening for PEP’s, terrorists, persons of interest and communicate the findings.
- Monitoring business transactions and processes to various pieces of legislation.
Data & Risk Management duties
- Data analysis skills
- Basic coding experience in programming languages / data manipulation tools such as R, Python or SQL, which is advantageous
- Translate user requirements into highly specified reporting
- Reduce manual tasks and direct costs as well as provide efficiencies through use of technology
- Basic understanding of databases, data visualization, and data management
- Performing risk assessments
- Risk events / incidents analysis
- Root cause analysis
- Project management knowledge
- Risk and control identification
- Assist with Risk Management activities
- Support the identification and assessment of risks within the enterprise and operational risk categories
- Engage in the continuous monitoring and evaluation of the risk landscape, recommending improvements to risk management practices and controls.
About FNZ
FNZ is committed to opening up wealth so that everyone, everywhere can invest in their future on their terms. We know the foundation to do that already exists in the wealth management industry, but complexity holds firms back.
We created wealth’s growth platform to help. We provide a global, end-to-end wealth management platform that integrates modern technology with business and investment operations. All in a regulated financial institution.
We partner with over 650 financial institutions and 12,000 wealth managers, with US$1.5 trillion in assets under administration (AUA).
Together with our customers, we help over 20 million people from all wealth segments to invest in their future.
Top Skills
What We Do
FNZ is committed to opening up wealth so that everyone, everywhere can invest in their future on their terms. We know the foundation to do that already exists in the wealth management industry, but complexity holds firms back.
We created wealth’s growth platform to help. We provide a global, end-to-end wealth management platform that integrates modern technology with business and investment operations. All in a regulated financial institution.
We partner with over 650 financial institutions and 12,000 wealth managers, with US$1.5 trillion in assets under administration (AUA).
Together with our customers, we help over 20 million people from all wealth segments to invest in their future
