Analyst - Advisory Operations/Billing

Posted 5 Days Ago
Be an Early Applicant
3 Locations
Mid level
Fintech
The Role
The Analyst role involves providing support for billing processes through problem-solving, data analysis, quality control, audit procedures, and training. Responsibilities include overseeing data reconciliation, maintaining procedures, coordinating with teams, and analyzing audit data requests.
Summary Generated by Built In

Job Description:

Are you passionate about serving clients, adding value, and improving process/systems? Are you solution-oriented and passionate about delivering results?  Do you like thinking outside the box, learning new skills and problem solving? Excited to learn more? If so, then this could be the role for you

Job Overview:

The Analyst role will provide problem-solving, quality controls, audit, procedures, project and training support to their respective team and department required processes. The ideal candidate will have an understanding of audits, controls, procedure maintenance and strong data analysis abilities to support billing processes and new projects. This candidate will also need strong interpersonal, organization and communication skills.

Responsibilities:

  • Oversee the review, reconciliation and supervisory control of data

  • Documents quality issues, performance measures and quality improvements for management review

  • Process change management including updating and maintaining department controls and procedures

  • Ensures proper application of and compliance with internal and regulatory standards, guidelines and procedures.

  • Coordination with internal and external team members to implement or support ongoing processes and projects

  • Subject matter expert on operational policies and procedures with a primary focus on the overall Advisory Billing process and related processes

  • Support and analyze audit and remediation data requests

Requirements:

  • 3-5+ years of related professional experience in Financial Services

  • Proficient in Microsoft applications, including Word, Access and PowerPoint, with advanced skills in Excel (e.g lookups, pivot tables, formulas, etc)

Core Competencies:

  • Advanced attention to detail with a proactive approach to solving problems and identifying opportunities

  • Highly motivated and agile; able to adapt to changing priorities

  • Team- oriented mindset; engagement and collaboration skills

  • Ability and willingness to cross train

  • Willingness to be accountable, and embrace continuous learning

  • Proven ability to prioritize, lead, and multi-task in a fast paced, ever-changing environment

  • Ability to work under pressure with minimal management oversight for day-to-day work responsibilities

  • Advanced attention to detail with a proactive approach to solving and preventing problems

  • Excellent written and verbal communication skills to interact effectively with internal and external contacts

  • Advanced analytical and problem solving skills

Preferences:

  • Bachelor’s degree in Business, Finance, Economics, or similar

  • Excellent verbal and written communication skills; ability to communicate effectively to various levels throughout the organization

  • 5+ years of related professional experience in Financial Services, preferably in operations or trading

  • Basic structured query language (SQL)

  • FINRA Securities Industrial Essentials (SIE)

  • Lean Six Sigma

#LI-PA


 

Pay Range:

$27.30-$45.49/hour
 
Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!
 

Company Overview:

LPL Financial Holdings Inc. (Nasdaq: LPLA) was founded on the principle that the firm should work for advisors and institutions, and not the other way around. Today, LPL is a leader in the markets we serve, serving more than 23,000 financial advisors, including advisors at approximately 1,000 institutions and at approximately 580 registered investment advisor ("RIA") firms nationwide. We are steadfast in our commitment to the advisor-mediated model and the belief that Americans deserve access to personalized guidance from a financial professional.

At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients.

Join LPL Financial: Where Your Potential Meets Opportunity

At LPL Financial, we believe that everyone deserves objective financial guidance. As the nation’s leading independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage, and investment advisor services.

Why LPL?

  • Innovative Environment: We foster creativity and growth, providing a supportive and responsive leadership team. Learn more about our leadership team here!

  • Limitless Career Potential: Your career at LPL has no limits, only amazing potential. Learn more about our careers here!

  • Unified Mission: We are one team on one mission—taking care of our advisors so they can take care of their clients. Learn more about our mission and values here!

  • Impactful Work: Our size is just right for you to make a real impact. Learn more here!

  • Commitment to Equality: We support workplace equality and embrace diverse perspectives and backgrounds. Learn more here!

  • Community Focus: We care for our communities and encourage our employees to do the same. Learn more here!

  • Benefits and Total Rewards: Our Total Rewards package goes beyond just compensation and insurance. It includes a mix of traditional and unique benefits, perks, and resources designed to enhance your life both at work and at home. Learn more here!

Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.

Information on Interviews:

LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum.  During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant’s bank or credit card.  Should you have any questions regarding the application process, please contact LPL’s Human Resources Solutions Center at (855) 575-6947.

EAC1.22.25

Top Skills

Excel
SQL
The Company
HQ: San Diego, CA
8,926 Employees
On-site Workplace
Year Founded: 1989

What We Do

Financial advice is changing, and at LPL Financial, we’re at the forefront. We’re building a future where advisors can—with no friction or complexity, as simple as turning the dials—pick the business model, services, technology, and product mix that best meet their clients’ needs.

With one platform, one sign-on, and one team to call, you can take your business anywhere you want it to go. There are no limits to your growth, and we’ll partner with you every step of the way.

Your greatness is our goal.

LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker/dealer*. We serve independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions. LPL.com

Securities and Advisory Services offered through LPL Financial. A registered investment advisor, Member FINRA/SIPC.

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