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The Principal Compliance Specialist will oversee compliance advisory activities related to regulatory requirements, manage compliance risks, participate in regulatory exams, and collaborate with business partners to develop compliant solutions and monitor program initiatives.
The Senior Manager Compliance Programs oversees the Compliance Testing Program to ensure regulatory compliance, manages a team performing compliance reviews, engages with stakeholders, conducts risk assessments, and supports team development through coaching and feedback.
The Senior Compliance Tester executes tests across DFS business units for compliance with regulatory requirements, manages risk issues, inspects documents, and evaluates business processes. Responsibilities include executing an enterprise-wide compliance testing program and maintaining documentation of tests and findings.