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Manage a portfolio of private and public companies ensuring compliance with relevant legislation, attend and document meetings, monitor client due diligence, and engage in client relationship management. Contribute to the improvement of work processes and handle ad-hoc requests while maximizing revenue opportunities.
The Compliance Manager will provide compliance and regulatory advice to the APAC Capital Markets team, oversee the Compliance Monitoring Program, manage communication of policy changes, deliver compliance training, and build relationships with relevant stakeholders. This role requires significant expertise in compliance within a financial services context and aims to support the business in regulatory matters.
The Corporate Board Secretarial Specialist will manage corporate secretarial matters for a portfolio of companies, ensuring compliance with statutory obligations and corporate governance. They will assist in transaction management, advising clients, and drafting documents for AGMs, EGM, and board resolutions while ensuring quality service delivery and operational efficiency.
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