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The Senior Financial Analyst will handle regulatory reporting functions, including major tasks such as calculating weekly reserve computations, preparing monthly FOCUS reports, and managing compliance with regulatory examinations. This role involves process improvement, team training, and requires a critical thinker with a strong attention to detail and experience in broker-dealer accounting.
Looking for a Data Engineer to create solutions for Apex Compliance and Regulatory team using next generation cloud-based data platform. Responsibilities include designing, developing, and deploying solutions on large scale trading data, building reporting infrastructure, and delivering data sets to regulatory entities and vendors.
The Senior Business Systems Analyst at Apex Fintech Solutions is responsible for analyzing user stories, managing system tests, overseeing documentation, and resolving escalated issues, all while leading product support teams and engaging in agile system implementation projects.
The Trade Surveillance Analyst will monitor and analyze trading activities to ensure compliance with industry regulations and prevent market manipulation. Responsibilities include investigating suspicious trades, communicating with firms about best practices, researching regulatory requirements, and participating in audits related to trade surveillance.
As a Junior CIP Analyst, you will conduct Customer Identification Program reviews for accounts, analyze documentation, research using third-party vendors for negative news, and document findings clearly in the firm's systems.
The Regulatory Reporting Analyst is responsible for handling the firm's regulatory reporting functions, interacting with various departments including Billing, Accounting, and Compliance. This role requires critical thinking, analytical skills, and attention to detail while focusing on improving processes and understanding regulatory security rules.
As a Senior Data Analyst at Apex Fintech Solutions, you'll leverage data to support business decision-making, collaborate with various teams to improve processes, develop and maintain dashboards and reports, and communicate trends and patterns to stakeholders. Your role will contribute to the advancement of business intelligence within the firm.
The Senior Data Analyst will design and maintain dashboards and reports, analyze data trends, and collaborate with stakeholders to address business problems. This role involves developing data solutions and utilizing visualization tools to drive decision making in a fast-paced fintech environment.
Apex Fintech Solutions is looking for a Data Engineer to develop solutions for its Compliance and Regulatory team on a cloud-based data platform. Responsibilities include designing and deploying solutions, building reporting infrastructure, and ensuring data quality for regulatory entities, leveraging tools like Big Query and Looker.
The Compliance Analyst will conduct compliance testing and risk assessments to ensure company operations adhere to regulatory requirements. Duties include developing test plans, executing testing activities, collaborating with stakeholders, and reporting compliance matters to management.
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