Compliance Analyst

Compliance Analyst

Eclipse Trading is one of Asia's leading proprietary derivatives trading firms. Founded in 2007, we have over 100 employees across 4 office locations – Hong Kong (our HQ), Sydney, Shanghai and Chicago. Our trading expertise and strategies are deployed across several Asian markets and although we mainly specialise in equity derivatives, we also trade delta one, ETFs, commodity derivatives, and crypto currency products. Technology is inextricably linked to our trading strategies, creating an environment powered by intellectual curiosity, problem solving, and innovation.

The successful candidate will be part of our Compliance team and will be based in Hong Kong. This is an onsite role, and it will report to the Senior Compliance Manager also based in Hong Kong.

Responsibilities

This role will be responsible for compliance operations covering various entities within the Eclipse Group across different locations, including:

• on-going monitoring procedures, including personal account dealing, continuous professional training and other compliance audits as necessary;
• compliance-related filings to financial regulators and exchanges, such as licensing applications, industry surveys and questionnaires;
• regular reporting of Management Information (MI) to management team;
• conduct impact assessments to identify potential business impacts of regulatory change;
• preparation for regulatory inspections and submissions;
• development and enhancement of compliance procedures throughout the firm; and
• any other administrative duties that commensurate with the purpose of the role.

What you offer

• University graduate or equivalent degree (business degree is a plus)
• Some knowledge of regulatory and compliance requirements in Hong Kong, Australia and /or China, especially those related to equity derivatives / options and electronic trading
• Minimum 1 year of relevant work experience with a financial institution or proprietary trading firm covering equity derivatives / options and electronic trading
• Strong analytical skills, excellent attention to detail and the ability to communicate clearly in both written and oral forms
• Excellent command of spoken and written English

What we offer

• Dynamic and collaborative work environment
• A flat management structure, where everyone's voice is valued
• Work life balance within a multi-cultural environment
• Attractive benefits package with discretionary bonus

Eclipse Trading is an equal opportunity employer and we believe that diversity and inclusion are essential pillars of our success as a company. We are dedicated to embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential.

All information provided will be treated in strict confidence and used solely for recruitment purposes.

Due to the high number of responses that we receive, we are only able to respond to successful applicants.