Search the 16 jobs at FINRA

The Product Manager will lead product vision, strategy, and feature development by defining product requirements, managing the product backlog, and prioritizing user needs. They will collaborate with cross-functional teams to ensure product success, oversee product launches, and track performance metrics, all while coaching junior team members and applying industry best practices.

The Senior Analyst is responsible for analyzing public offering transactions, ensuring compliance with financial regulations, and conducting investigations related to potential violations. Duties include drafting correspondence, reviewing underwriting arrangements, and supporting enforcement activities. Strong organizational and communication skills are essential for managing complex financial data and maintaining compliance with industry standards.

The Senior Analyst in Fraud Detection conducts surveillance reviews to identify and analyze unusual market activities, drafts regulatory summaries, and assists in the development of analytics and surveillance tools. The role requires presenting findings and maintaining documentation, alongside ongoing projects to improve detection methods.

The Senior Principal is responsible for ensuring compliance with federal policies related to criminal justice information. This involves monitoring changes in regulations, interpreting them into operational requirements, and providing strategic recommendations to improve security measures, especially in relation to FINRA's Fingerprint Program.

The Senior Microsoft Systems Engineer is responsible for engineering, implementing, testing, and documenting systems. This includes managing M365 applications, monitoring performance, overseeing security guidelines, and mentoring junior staff, all while ensuring compliance with industry standards and company policies.

The Senior Analyst will analyze business processes to ensure product alignment with business needs. Key responsibilities include facilitating stakeholder communication, documenting processes, conducting data analysis using SQL, and mentoring junior analysts. They will also support change management and user acceptance testing for enhancements and new features.

The Principal Analyst, Risk Monitoring conducts risk assessment activities, mentors junior staff, collaborates on regulatory intelligence, and leads projects related to technology initiatives. This senior position requires strong analytical skills and the ability to manage complex assignments with minimal supervision.

The Principal Analyst is responsible for conducting risk monitoring activities, assessing risks of FINRA members, providing recommendations related to regulatory intelligence, mentoring junior staff, and collaborating across departments. This senior position requires a comprehensive understanding of industry risks and the ability to lead projects.

The Staff Desktop Support Specialist provides technical support for desktop computers and related technology, focusing on high-level support for senior leadership. This role involves troubleshooting complex issues, analyzing operational data, and developing data-driven recommendations. The specialist also manages critical projects and delivers customer-facing support in a fast-paced environment.

The Senior Data Quality Analyst is responsible for creating and operationalizing an enterprise data quality program. This includes developing standards, performing data quality analyses, managing quality issues, and collaborating with technology teams. The role focuses on enhancing data governance practices within FINRA, ensuring robust data quality and reporting mechanisms across various data assets.

The Lead Enterprise Data Steward is responsible for establishing processes for data stewardship activities, promoting data governance and education within the organization, and collaborating with various offices to ensure data quality, security, and compliance with regulations. They will facilitate discussions, document risks, and oversee the management of complex datasets to enhance data-driven decision-making across FINRA.

The Associate Principal Risk Specialist is responsible for leading examinations, conducting consultations, and participating in education initiatives related to risk for member firms and investors. The role includes analyzing risks, conducting training, and collaborating with various regulatory staff. It requires effective communication and independent work under supervision.

The Senior Developer in Test works under minimal supervision to ensure software quality during the entire development lifecycle. Responsibilities include developing and executing tests, creating automation solutions, conducting manual tests when needed, and mentoring junior developers. The role requires collaboration to identify risks and enhance testing processes through innovative strategies.

The Principal Analyst in MS Operations develops and implements policies and procedures, evaluates operational programs for improvements, resolves complex issues, and supports regulatory initiatives. This role involves collaborating with key stakeholders, enhancing processes, and maintaining metrics for performance and risk assessment, while also leading projects and coaching junior colleagues.

The Accountant, Accounts Receivable is responsible for recording, tracking, and reporting financial activity for FINRA. Main tasks include assisting with accounts receivable, billing, reconciliations, and month-end close activities, while collaborating with cross-functional teams. The role also requires documentation and analysis of billing matters.

The Senior Developer will enhance Corporate Systems applications using Java and Python on AWS. Responsibilities include system analysis, software design and development, mentorship of junior staff, and adherence to technical policies. The role emphasizes collaboration and the application of serverless and CI/CD practices.