Search the 14 jobs at FINRA

The Senior Principal for Criminal Justice Information Program at FINRA is responsible for ensuring compliance with federal laws, standards, and policies related to the safeguarding and management of criminal justice information. This role involves monitoring legal updates, analyzing policies, providing strategic recommendations, developing compliance artifacts, managing risk strategies, and collaborating with stakeholders to enhance security practices and operations within FINRA’s Fingerprint Program.

The Associate Analyst role is an entry-level position focused on assisting technology teams with business requirements and project management. Responsibilities include documenting requirements, conducting basic analysis, supporting user acceptance testing, and maintaining project plans under direct supervision, while developing product knowledge and skills.

The Senior Microsoft Systems Engineer is responsible for engineering, implementing, testing, and documenting systems in support of core platforms and services. Key functions include managing M365 environments, overseeing security guidelines, enhancing system performance, and mentoring junior staff. This role also involves vendor management and ensuring compliance with technology policies.

The Associate Principal Analyst will work on optimizing business processes, resolving complex issues, supporting regulatory initiatives, and developing strategies linked to business objectives. Responsibilities include conducting analysis, maintaining working relationships across various stakeholders, leading projects, and creating educational content for adoption of initiatives.

The Senior Analyst will analyze business processes to ensure product alignment with business needs. Key responsibilities include facilitating stakeholder communication, documenting processes, conducting data analysis using SQL, and mentoring junior analysts. They will also support change management and user acceptance testing for enhancements and new features.

The Senior Developer will enhance Corporate Systems applications using Java and Python on AWS. Responsibilities include system analysis, software design and development, mentorship of junior staff, and adherence to technical policies. The role emphasizes collaboration and the application of serverless and CI/CD practices.

The Staff Desktop Support Specialist provides technical support for desktop computers and mobile devices, directly assisting senior leadership. Responsibilities include troubleshooting, data analysis, project management, and root cause analysis. Strong experience in Windows and Mac OS, MDM, and MS Office Suite is required.

The Senior Desktop Engineer will transform the Desktop computing environment, focusing on End-User Infrastructure strategies and implementing software distribution and security measures. Responsibilities include designing user-friendly solutions, enhancing desktop management, automating processes, and participating in the lifecycle management of platforms. The role demands extensive experience in Active Directory, Group Policies, and various desktop management technologies.

The Lead Enterprise Data Steward is responsible for establishing processes for data governance and stewardship at FINRA. This includes advocating for data access and literacy, collaborating with various departments on data security and privacy, and ensuring the accuracy and quality of data across the organization while driving a data-driven culture.

The Analyst on the Analytics Team supports advanced financial modeling for budgeting, forecasting, and strategic planning, conducts detailed financial analyses, and collaborates with other departments to ensure accurate financial decision-making. Responsibilities include data processing, identifying key business challenges, and designing business intelligence tools.

The Principal Analyst, Risk Monitoring is responsible for conducting risk monitoring activities, performing ongoing risk assessments, mentoring junior staff, and collaborating with various departments to manage regulatory risks. They will support the Risk Monitoring Director in identifying and addressing risks across complex financial firm environments.

The Senior Analyst in Fraud Detection conducts surveillance reviews to identify and analyze unusual market activities, drafts regulatory summaries, and assists in the development of analytics and surveillance tools. The role requires presenting findings and maintaining documentation, alongside ongoing projects to improve detection methods.

The Accountant will handle the accurate recording and reporting of financial activities, assist with accounts receivable and billing, participate in month-end closing, and support management reporting. They will collaborate across various finance functions and ensure accurate billing activities and documentation for audits.

The Senior Systems Administrator/Engineer is responsible for ensuring data centers meet quality standards through manual and automated activities. Key tasks include designing and maintaining operating systems, implementing monitoring tools, enhancing system performance, overseeing security guidelines, and mentoring junior staff. The role requires collaboration across teams and adherence to technology policies, while managing vendor relationships and conducting compliance testing.