Top Operations Jobs

The Principal Associate - Market Research & Intelligence will leverage primary and secondary research to address business challenges, develop actionable insights, and communicate findings effectively to influence leadership. Responsibilities include monitoring key topics, developing research agendas, and delivering clear data insights using various analytics tools.

As a Manager, Process Management, you will lead initiatives to improve business processes within the Third Party Management Center of Excellence. Responsibilities include process improvement, risk management, documentation maintenance, and cross-functional team collaboration, all while maintaining high-quality communication and problem-solving skills.

The Compliance Advisor Manager is responsible for ensuring that business lines adhere to AML strategies and regulatory standards. This role involves advising management on compliance programs, developing AML controls, conducting internal audits, and enhancing compliance communication and monitoring processes. The manager serves as a subject matter expert and prepares reports regarding compliance operations, working closely with various stakeholders.

This role involves providing administrative support to multiple executives by managing their complex schedules, arranging travel, preparing expense reports, and creating business communication documents. The assistant will also coordinate meetings and events, maintaining relationships within the organization to ensure smooth operations.

The Senior Manager in the Enterprise Services Risk Office oversees the portfolio of Problems within the risk management framework. They collaborate with teams to ensure problems are documented, analyze trends in risk management, deliver training, improve processes, and manage reporting tools. Communication and partnership with stakeholders at all levels are key components of the role.

The Senior Supervisor of AML Transaction Monitoring oversees investigations, reporting, global sanctions screening, and other AML processes. Responsibilities include managing team workflow, providing training, ensuring policy compliance, conducting quality assurance, handling escalated issues, and assessing AML risks through industry knowledge.

The Compliance Advisor Senior Manager provides compliance support to three institutional FINRA registered broker dealers and advises on compliance risks related to SEC and FINRA regulations. They work independently with business lines, manage compliance risk, enhance policies, and assist in compliance monitoring, analysis, and project guidance.