The Senior Accountant will support internal financial reporting processes and controls, perform account reconciliations, conduct fluctuation analyses, assist in audits, and ensure compliance with SEC reporting and SOX audits, while collaborating with the FP&A team for accuracy in financial data.

Responsible for preparing broker/dealer month-end close reports and regulatory filings to ensure compliance with GAAP, FINRA, and SEC Rules. The role involves maintaining financial data integrity, assisting in the financial close process, preparing regulatory filings, and supporting audits and regulatory exams.