Trading Specialist

About Wealth Enhancement Group

Wealth Enhancement is an independent wealth management firm with an endless passion for enriching the lives of our clients. We continually seek to perfect our craft of personalized financial planning with our team-based Roundtable and UniFi processes that go far beyond the standard approach. We proudly provide unique financial plans and investment management services to over 61,000 households from our over 100 offices - and growing - nationwide.

Since 1997, Wealth Enhancement has tirelessly raised the standard of wealth management with specialized knowledge and more attentive service that helps every client craft their future. For more information, please visit www.wealthenhancement.com.

The Trading Specialist is expected to define and manage the account trading process, focusing on efficiency and accuracy using Orion Eclipse and knowledge of securities trading. The Trading Specialist also provides support to Advisor teams in delivering the best financial advice through expert knowledge of managed account offerings.

Managing the trading process requires deep knowledge of the Salesforce, Orion Eclipse trading platform and an understanding of needs from Investment Management, Operations, Compliance, and third-party custodians. The Trading Specialist is responsible for satisfying these needs in the accurate and efficient trading of client accounts during the entire account life-cycle. This includes significant use of Orion Eclipse to assign and trade new accounts to models, maintain accurate adherence to models, implement model changes, fulfill advisor trading requests, and reconcile trades to ensure accuracy. The Trading Specialist is also expected to provide excellent service to advisor teams in implementing clients’ financial plans and assistance with unique situations and requests.

This is a fully remote position. The salary target for this role is $90,000, depending on experience. This role is also eligible for a corporate bonus plan.

We select our initial compensation target using national compensation survey data. When we make an offer, we then factor in things like tenure, performance, and geographic location to come up with the most accurate numbers. We encourage you to apply and provide us with your compensation expectations when you do. We’re big on open conversations, so, let’s have one. 

Primary Job Functions 

Manage the process flows between the Financial Advisor (FA) teams, operations, compliance, and investments to ensure consistent, accurate and timely investing of client accounts

• Revising trading procedures

• Trade reconciliation

• Trade error resolution

Manage trading software for efficient and accurate trade execution

• Attain and maintain expert level knowledge with Orion Eclipse and other available trading software and its capabilities

• Use software to maximize our efficiencies and support investment objectives

Work with external partners to understand current process and work for continued process efficiencies​ 

Provide support to FA team to aid in client retention and acquisition

• Create reports (such as in Morningstar) of current models

• Assist marketing in the development of literature by providing up-to-date model information

• Fulfill role as product expert in answering FA team questions about available products, the investment process, and more complex account issues

Assist in delivering the best financial advice through the timely and accurate trading of client accounts

• Lead the bulk trading associated with model changes

• Act as back-up for the daily trading

• Train and assist the primary daily trading personnel

Education/Qualifications 

• 4-years degree in business, finance, or economics (or equivalent work experience)

• Experience with financial products

• Mastery of advanced Excel functions required - ability to analyze and organize very large volumes of complex trading data

• Advanced knowledge of Salesforce

• Advanced knowledge of Orion Eclipse Rebalancing platform

• 3+ plus years trading experience preferred

• Organizational skills and attention to detail with the ability to prioritize work flow and projects

• Strong analytical and PC skills with problem-solving abilities

• Ability to clearly and concisely communicate

• Must have a record of academic excellence and strong work ethic

• Must be in good compliance standing with all rules, regulations and policies

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Comprehensive Benefits Offerings

Our benefits aim to balance four key elements that make life and work meaningful: health and wellness, financial well-being, professional development, and work/life harmony. You may participate in the following benefits & development opportunities:

• Training and professional development

• Medical and dental coverage

• 401k – with match and profit sharing

• Health care spending and savings accounts

• Dependent care spending account

• Vision coverage

• Wellness programs and resources

• Life insurance – employer paid

• Short-term and long-term disability – employer paid

• Paid Time Off

• 10 paid holidays each year

• Paid parental leave

• Tuition reimbursement

Should you need reasonable accommodation when completing the application form or during the selection process, contact the Human Resources Department at 763-417-1700

Information provided on this application will be kept confidential and only be shared with those involved in the selection process.
Equal Opportunity Employer, including disabled and veterans. This organization participates in E-Verify.

Click the following link to view Federal and E-Verify posters: Link

OSHA Requirements: This position requires the ability to stand or sit for long periods of time, file documents in high or low cabinets, to use the telephone and to use the computer systems.