Senior Legal Counsel

Posted 3 Days Ago
Be an Early Applicant
Sydney, New South Wales
Senior level
Fintech • Payments • Financial Services
The Role
As Senior Legal Counsel, you will provide legal support for CFD trading and stockbroking, draft and manage legal documents, mentor junior lawyers, and collaborate with various teams to ensure compliance with relevant laws. You will be instrumental in driving legal excellence and support strategic guidance across financial products and markets within the APAC region.
Summary Generated by Built In

If you also believe that everyone should be able to achieve their financial potential, then you’ll love contributing to CMC Markets’ company vision of providing the ultimate trading experience. Seize the opportunity to progress your career in the fintech industry by joining a global leader in CFD trading and share investing. Grow yourself personally and professionally with a company that’s growing with you, by global expansion and product offering.

Working within our APAC Legal team this role is a close report to the Head of Legal APAC and will be entrusted and empowered to deputise on a range of matters. As we expand globally and enhance our product offerings, the legal team plays a pivotal role alongside  business growth and also the continued success and protection of the existing businesses.  This role offers exposure to a variety of key project work, both directly and in in a supervisory capacity.  

You'll build your leadership capabilities while supervising junior lawyers on their work, contributing your valued viewpoints in context of advising and steering projects and working alongside senior executives. Your strategic guidance will help shape both our CFD trading and stockbroking businesses, giving you broad exposure across financial products and markets

Why You'll like working here

Just some of the reasons you’ll love working here include:

  • Continuous learning: Our generous L&D program covers both technical, performance and leadership training, ensuring you're always learning new skills.
  • Leave benefits: Enjoy your birthday off to spend time with family and friends, on us! Utilise a free annual charity day to give back to your community.
  • Unlimited access to a dedicated benefits & wellbeing hub where you can save money through various retailer discounts, and make use of a variety of resources that will enhance your physical and mental wellbeing
  • Collaboration: We believe that great things happen when smart people work together, that’s why we’ve made the decision to work five days in the office.
  • $O Trades: Staff & family trading accounts with CMC Markets Invest have access to the best brokerage rates in the market - $0 trades for all domestic and international equity orders!
  • Office perks: Help yourself to free breakfast cereals, condiments, and coffee to fuel your workday.  Our culture club provides opportunities for everyone whether you’re into fitness, pizza making classes, socialising or bringing out your competitive side in trivia or lawn bowls!

What you’ll be working on

 You’ll drive legal excellence by:

  • Drafting, advising and managing client legal disclosure documents for our CFD and stockbroking businesses across Australia, New Zealand and any new jurisdiction from time to time.
  • Apart from legal support in projects, providing strategic legal support to a range of other teams including  Compliance, the Disputes Team, Business Operations, Marketing, Sales and HR. .
  • Navigating key areas of law including Australian Corporations Act (e.g. AFSL obligations, DDO, retail client disclosures), , privacy laws, intellectual property law and regulatory reform.
  • Mentoring and developing junior legal talent.

What will help you be successful?

8+ PQE with an unrestricted practicing certificate.  Strong commercial and negotiation skills, demonstrated experience in transactional work and problem solving, experience in the financial services and tech industry and experience managing junior lawyers. You must be eligible to work in Australian permanently.

The things we live by

CMC Markets is powered by our people. We are an equal opportunities employer and are committed to creating a diverse and inclusive workplace, where our people feel confident to be themselves, feel valued and are able to do their best work. We don’t just value differences and unique perspectives, we seek them out and we invite them in, because we know it will lead to better outcomes for everyone

Click on the link to find out more about the things we live by at CMC Markets CMC Markets - Culture Video  

We’re always on the lookout for great people, so even if you don’t feel you are a 100% fit, apply with your up-to-date CV and we’ll consider you for this role and any other suitable opportunities across the business. 

 We look forward to hearing from you! 

Please be vigilant when applying for jobs online. CMC Markets will never request personal identification details, such as Date of Birth or Tax File Number prior to an offer being made. If your initial application is successful, regardless of whether you've applied directly or through an approved recruiter, you will always liaise with a representative from CMC's Talent Acquisition team. We will only discuss a role you have formally applied for via phone or email (CMC Markets email address); and never via Facebook or Telegram.

The Company
1,366 Employees
On-site Workplace
Year Founded: 1989

What We Do

CMC Markets is a leading global provider of online trading and investing, with a comprehensive retail, professional and institutional offering. Established in 1989, headquartered in London and listed on the London Stock Exchange, we have offices in Australia, China, Singapore, and across Europe.

Over 1m traders and investors* worldwide have access to our proprietary platforms, native mobile trading apps, and MetaTrader 4. Our clients can trade on a huge range of financial instruments through our award-winning spread betting, CFD and share trading platforms**.

We provide transparent, competitive pricing, market insights, and dedicated, 24/5 customer service.

*1.388 million unique user logins for the CMC Markets invest and CFD platforms globally, as at August 2023.
**Awards include: No.1 Web Platform & No.1 Most Currency Pairs, ForexBrokers.com Awards 2023; Best Forex Broker, Good Money Guide Awards 2023; Best In-House Analysts, Professional Trader Awards 2023; CFD Provider of the Year, Investors' Chronicle/Financial Times Celebration of Investment Awards 2023; No.1 Platform Technology, ForexBrokers.com Awards 2022; Best Mobile Trading Platform, ADVFN International Financial Awards 2022.


Disclaimer: Spread bets and CFDs are complex instruments and come with a high risk of losing money rapidly due to leverage. 68% of retail investor accounts lose money when spread betting and/or trading CFDs with this provider. You should consider whether you understand how spread bets, CFDs, OTC options or any of our other products work and whether you can afford to take the high risk of losing your money.

Professional clients: Countdowns carry risk to any capital invested. These products are not suitable for all investors. CMC does not endorse, control or take responsibility for any third party content on or linked to this account. Nothing in this material is (or should be considered to be) financial, investment or other advice on which reliance should be placed

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