Senior Legal Counsel

Posted 8 Days Ago
Be an Early Applicant
Hiring Remotely in Dallas, TX
Remote
Senior level
Fintech • Financial Services
High-touch wealth management meets modern technology
The Role
The Senior Legal Counsel will provide strategic legal guidance to Farther's leadership, oversee compliance with SEC and FINRA regulations, and manage commercial agreements. This role includes advising on corporate governance and developing legal policies to support company growth. It involves structuring complex agreements and maintaining relationships with outside counsel and regulatory bodies.
Summary Generated by Built In
Company Description

Farther is a rapidly growing RIA that combines expert advisors with cutting-edge technology - delivering a comprehensive, tailored wealth management experience.

Farther’s founders are leaders and innovators from the private wealth industry who possess a unique blend of traditional wealth management, fintech, and technology production expertise. We’re backed by top-tier venture capital firms, fintech investors, and industry leaders.

Joining Farther means joining a collaborative team of entrepreneurs who are passionate about helping their clients and our teammates achieve more. If you’re the type who breaks through walls to get things done the right way, we want to build the future of wealth management with you.

The Role 

Reporting directly to the CFO, the Senior Legal Counsel will serve as a key strategic partner in Farther's growth journey. This role combines broad in-house counsel responsibilities with specific expertise in wealth management, securities law, and fintech regulations. You'll work closely with leadership to navigate complex legal and regulatory requirements while supporting our rapid scaling.

Your Impact 

  • Serve as primary legal counsel for all company matters, providing strategic guidance to leadership on legal risks and opportunities
  • Lead the development and implementation of legal policies, procedures, and frameworks to support company growth
  • Oversee all aspects of regulatory compliance, including SEC, FINRA, and state requirements
  • Structure and negotiate complex commercial agreements, including vendor contracts, partnership agreements, and M&A transactions
  • Manage relationships with outside counsel and regulatory bodies
  • Advise on corporate governance matters and maintain corporate records
  • Guide the company through financing rounds and maintain relationships with investors
  • Develop and maintain compliance programs and training materials

The Ideal Match 

  • JD from a top-tier law school with 7+ years of relevant legal experience
  • Active membership in good standing with at least one state bar
  • Significant experience in financial services, specifically in wealth management, investment advisory, or fintech
  • Deep understanding of securities laws, SEC regulations, and FINRA requirements
  • Experience supporting high-growth companies through various stages of development
  • Strong business acumen with ability to balance legal risk with business objectives
  • Excellence in drafting and negotiating complex agreements
  • Experience managing outside counsel relationships

Bonus Points 

  • Prior in-house experience at a wealth management firm or fintech company
  • Experience with M&A transactions and corporate development
  • Series 7, 24, or 66 licenses
  • Background in privacy law and data protection
  • Experience with venture capital financing rounds
  • Knowledge of cryptocurrency and digital asset regulations

Why Join Us

  • Competitive comp package that rewards impact
  • Work alongside some of the brightest minds in fintech
  • Ground-floor opportunity at a fast-scaling startup
  • Chart your own growth path as we expand
  • Full health benefits + 401(k) matching & Roth options
  • Unlimited PTO

Ready to disrupt wealth management? Let's talk!

The Company
HQ: New York, NY
205 Employees
Hybrid Workplace
Year Founded: 2019

What We Do

Farther is the first to offer both the guidance of an experienced advisor and an elegant, easy-to-use platform – for a truly comprehensive approach to managing significant wealth.

"We are building the future of our industry by marrying cutting-edge technology with human expertise and judgment, so they bring out the best in each other: dramatically improving the wealth management experience for both advisors and clients." - Farther Co-Founders, Brad Genser & Taylor Matthews

Why Work With Us

At Farther, we're reinventing wealth management by uniting cutting-edge technology with transparent financial advice. Our advisors are freed from product-pushing mandates to focus on what matters: building authentic client relationships. Join our team to work with industry veterans who share a vision of transforming finance through innovation and i

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