Senior Compliance Advisor

Job Description

It’s about giving people a sense of security.

Are you described as someone with an inquisitive mind and a thirst for knowledge? Do you enjoy identifying potential risk and finding a solution? If so, being a Senior Compliance Advisor with Frost could be for you.

At Frost, it’s about more than a job. It’s about having a flourishing career where you can thrive, both in and out of work. At Frost, we’re committed to fostering an environment that reflects our values and encourages team members to be the best they can be. In joining our adaptable, integrity-driven team, you’ll become part of Frost’s over 150-year legacy of providing unparalleled financial services.

Who you are:

As a Senior Compliance Advisor, you are our risk navigator. You’ll be responsible for identifying, measuring, monitoring, and analyzing potential compliance risk throughout the organization. You’ll use your skills, inquisitive mind, and logical approach to stay up to date on laws and regulations to best serve our organization and customers. In addition, you will provide leadership, guidance, and support to less experienced team members. You welcome a challenge and strive to contentiously improve processes with integrity, caring and excellence in mind.

What you’ll do:

• Ensure all marketing materials, campaigns and activities adhere to banking regulatory requirements and company policies by reviewing and approving content, providing guidance to marketing teams and staying updated on all regulatory compliance changes

• Collaborate with business units to identify and assess existing and emerging compliance risks

• Identify and recommend improvements to the risk-based compliance program and the resulting impacts across the organization

• Conduct ongoing reviews of laws and regulations to identify and assess current and emerging compliance risks, and work with business units to ensure that controls effectively mitigate risks

• Continuously assess the impact of control deficiencies for assigned business units

• Prepare management, board, and regulatory reporting, regulatory filings and notifications, audits, and regulatory examinations

• Maintain a current knowledge of laws, regulations, emerging risks, and how they impact Frost products, processes, systems, and internal controls

• Train, support, and mentor less experienced team members

• Always take action using Integrity, Caring, and Excellence to achieve all-win outcomes

What you’ll need:

• Bachelor’s degree or equivalent in Business Administration, Finance, Accounting, in a related field, or equivalent experience

• 5+ years of experience in compliance

• Proven experience in interpreting and assessing risks and their potential impact across the Bank

• Proven experience in prioritizing risks and creating the appropriate action plan to mitigate risks effectively

• Advanced knowledge of applicable laws and regulations

• Advanced understanding of how the Compliance department functions to support the Bank

• Demonstrated experience in collaborating with and establishing partnerships with non-technical stakeholders

• Demonstrated experience in interpreting laws and regulations to disseminate information in non-technical terms

Additional Preferred Skills:

• CRCM, CFIRS, or equivalent professional certification

• Deep knowledge and experience with all banking regulations to perform marketing material reviews, provide dedicated compliance expertise to marketing projects and campaign initiatives.

Our Benefits:

At Frost, we care about your health, your family, and your future and strive to have our benefits reflect that. This includes:  

• Medical, dental, vision, long-term disability, and life insurance

• 401(k) matching

• Generous holiday and paid time off schedule

• Tuition reimbursement

• Extensive health and wellness programs, including our Employee Assistance Program

• Training classes and leadership development

• Referral bonus program + more!

Since 1868, Frost has dedicated their expertise to provide exceptional banking, investment, and insurance services to businesses and individuals throughout Texas. Frost is one of the 50 largest U.S. banks by asset size and is a leader in banking customer satisfaction. At Frost, it’s about being part of something bigger. If this sounds like you, we encourage you to apply and see what’s possible at Frost.