Senior Audit Manager

Posted 3 Days Ago
Be an Early Applicant
4 Locations
120K-150K Annually
Senior level
Fintech • Payments • Financial Services
The Role
The Senior Audit Manager will lead the US Compliance and AML Audit team, overseeing audits related to financial crimes and regulatory compliance, while managing team development and maintaining high standards of auditing accuracy.
Summary Generated by Built In

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients.

At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.

To learn more about CIBC, please visit CIBC.com

What you’ll be doing
The Senior Audit Manager will focus on leading the US Compliance and AML Audit team under the direction of the Audit Senior Director and Director, conducting audits focused on consumer protection, safety and soundness, financial crimes or legal related matters. The Senior Audit Manager develops strong relationships with l business partners to obtain an understanding of the risks facing the organization and stay close to new developments impacting the business. Additionally, the Internal Audit Director role will be responsible for leading, directing, evaluating, and developing audit professionals to ensure audit activities are conducted to high standards of accuracy, rigor, and credibility and according to regulations and industry standards.

At CIBC we enable the work environment most optimal for you to thrive in your role. You’ll have the flexibility to manage your work activities within a hybrid work arrangement where you’ll spend 2+ days per week on-site, while other days will be remote
How you’ll succeed
 

The Senior Audit Manager is a professional responsible for delivering core audit services within the designated line of business and promoting the goal of improving the overall system of internal controls at CIBC.

  • Provide oversight in the execution of the audit plan through the review of detailed project plans that effectively incorporate appropriate risks, scope, staffing requirements, deliverables, timelines, budgets and client availability

  • Demonstrate a forward-looking mindset to anticipate what is needed to timely meet objectives and department needs

  • Oversee and manage multiple engagements at one time

  • Guide department personnel in their careers and provide learning opportunities through coaching and mentoring activities

  • Provide guidance to the team in all phases of an audit as needed

  • Prepare or review meaningful, relevant, and well-supported audit reports

  • Effectively communicate findings to various levels of management

  • Contribute to the positive and team-oriented culture by maintaining cooperative relationships (assisting other project teams when necessary), facilitating the resolution of conflicts, sharing information, and accepting and providing feedback

  • Work closely with management to promptly resolve any concerns that may arise and build trust.

  • Demonstrate commitment to professional growth by assuming progressively more challenging assignments (in-line with standard audit career progression), proactively seeking relevant education and training opportunities, and expanding professional network

  • Ensure compliance with IIA Standards

Who you are

  • Bachelor’s Degree in Accounting, Finance or related field is required

  • Professional certification such as Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist (CAMS), is preferred

  • Experience working in an Internal Audit department at a large US bank focusing on audits of the financial crimes, broker dealer, wealth management or consumer protection function

  • Strong knowledge of US regulatory requirements, including those related to financial crimes, consumer protection, broker dealer, wealth management, safety and soundness

  • 8+ years of relevant, progressive experience

  • Ability to work independently in areas of difficult or complex nature

  • Project management skills, including the ability to manage shifting priorities

  • Strong analytical, written/verbal communication, presentation, interpersonal, and relationship building skills

  • High level of expertise in collaboration and communication with internal and external parties

  • Exemplify a positive attitude, strong work ethic, team work and professionalism

  • Ability to travel (10%)

California residents — your privacy rights regarding your actual or prospective employment

At CIBC, we offer a competitive total rewards package. This role has an expected salary range of $120,000 - $150,000 for the market based on experience, qualifications, and location of the position. The successful candidate may be eligible to participate in the relevant business unit’s incentive compensation plan, which may also include a discretionary bonus component. CIBC offers a full range of benefits and programs to meet our employee’s needs; including Medical, Dental, Vision, Health Savings Account, Life Insurance, Disability, and Other Insurance Plans, Paid Time Off (including Sick Leave, Parental Leave and Vacation), Holidays and 401(k), in addition to other special perks reserved for our team members. #LI-TA

What CIBC Offers

At CIBC, your goals are a priority. We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential. We aspire to give you a career, rather than just a paycheck.

  • We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program*, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program.

  • Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.

  • We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.

*Subject to plan and program terms and conditions

What you need to know

  • CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact [email protected]

  • You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit.

  • We may ask you to complete an attribute-based assessment and other skills tests (such as simulation, coding, MS Office). Our goal for the application process is to get to know more about you, all that you have to offer, and give you the opportunity to learn more about us.

Job Location

IL-70 W Madison St, 10th Fl

Employment Type

Regular

Weekly Hours

40

Skills

Auditing, Compliance Risk Management, Regulatory Compliance, Risk Compliance

Top Skills

Auditing
Compliance Risk Management
Regulatory Compliance
Risk Compliance
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The Company
HQ: Toronto, Ontario
43,351 Employees
On-site Workplace

What We Do

CIBC is here to help all our clients reach their goals.

We know the importance of reliable financial products and services, and we’re dedicated to providing them in a way that lets you bank however you want, whenever you want.

With innovative tools designed around your priorities and a team fully focused on your success, you’ll get the insights you need to get even closer to achieving your goals.

This culture of innovation and shared values of trust, teamwork and accountability are why we’ve been named a top employer in Canada. They’re also why a career at CIBC is more than a job—it’s an opportunity to grow and work alongside some of the brightest in Canada.

La Banque CIBC est là pour aider tous nos clients à atteindre leurs objectifs.

Nous connaissons l'importance de produits et services financiers fiables, et nous nous engageons à les fournir d'une manière qui vous permette d'effectuer vos opérations bancaires comme vous le souhaitez, quand vous le souhaitez.

Avec des outils innovants conçus autour de vos priorités et une équipe entièrement centrée sur votre réussite, vous obtiendrez les informations dont vous avez besoin pour vous rapprocher encore plus de vos objectifs.

Cette culture de l'innovation et les valeurs partagées de confiance, de travail d'équipe et de responsabilité sont la raison pour laquelle nous avons été nommés l'un des meilleurs employeurs au Canada. C'est aussi pourquoi une carrière à la Banque CIBC est plus qu'un emploi : c'est une occasion de grandir et de travailler aux côtés de certaines des personnes plus brillantes au Canada

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