Senior Associate/Vice President - Investments Legal, Credit Solutions

Posted 12 Days Ago
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New York, NY
Mid level
Fintech • Financial Services
The Role
The role involves supporting regulatory matters, asset management transactions, and corporate governance for Brookfield's credit team, requiring legal expertise and collaboration with internal and external parties.
Summary Generated by Built In

Location

Brookfield Place New York - 250 Vesey Street, 15th Floor

Brookfield Culture

Brookfield has a unique and dynamic culture.  We seek team members who have a long-term focus and whose values align with our Attributes of a Brookfield Leader:  Entrepreneurial, Collaborative and Disciplined.  Brookfield is committed to the development of our people through challenging work assignments and exposure to diverse businesses.

Job Description

Position Summary:

The Senior Associate/Vice President, will be a key contributor of our growing credit team and will report to our Head of Legal for Brookfield Credit.  The role will be based in Brookfield’s New York city offices at Brookfield Place. 

The role provides support across a broad range of regulatory matters and business initiatives or alternative investment products including Private Loans, Term Loans, LPs, and Third-Party Funds in a variety of investment structures.

The Senior Associate/Vice President will work closely with internal teams responsible for Portfolio Management, Risk Management, Investment Operations, Finance, and will often interact with various external parties such as auditors, regulators, and other outsourcing providers.

Responsibilities:

Asset Management

  • Work directly on a wide variety of asset management transactions, including joint ventures and strategic partnerships and new client engagements

  • Support and collaborate with investment teams, finance, tax, compliance and operations departments

  • Periodically assist with investment transactions, including diligence, structuring and negotiating credit investment transactions

  • Provide support and collaboration with external managers that are owned by Brookfield

  • Provide regulatory analysis and advice with respect to the business

  • Collaborate with the compliance team on conflicts of interest, policies and procedures, allocation of investment opportunities and other regulatory matters

  • Support other general matters that arise in the context of BCG’s businesses

Capital Markets Activities

  • Support Brookfield’s broker dealer business in its origination and syndication activities, including review and negotiation of commitment letters, underwriter agreements, credit agreements and prospectuses  

  • Provide securities law advice with respect to participation as an underwriter in syndicated transactions, including applicable FINRA regulations 

Corporate Governance and General

  • Assist with corporate governance functions including Brookfield’s investment approval framework, internal conflicts resolutions procedures, preparing resolutions, entity management and ensuring a robust governance framework is maintained

  • Provide strategic legal advice on applicable laws and regulations and developments in laws as they impact Brookfield’s Credit business or clients

  • Review and negotiate agreements including NDAs, and service provider agreements including valuation agents, rating agencies, consultants and others

  • Selection and supervision of external counsel

  • Supporting ad-hoc requests and analysis as needed, and other special duties and projects as assigned

Qualifications & Requirements:

  • New York bar admission

  • Minimum of 4-6 years’ experience at a major law firm and/or investment firm focusing on investment management and/or private credit

  • Capital markets experience, including working on syndicated securities transactions, is a plus

  • Fund formation and SMA negotiations is a plus

  • In depth knowledge of investment management industry and U.S. securities laws

  • Strong communication skills with the ability to present clearly and offer practical advice

  • Self-motivated and proactive with the ability to operate independently

  • Team-oriented with a commitment to shared success

  • Excellent interpersonal skills and ability to develop collaborative relationships at all levels in the organization

  • Excellent judgement and analytical skills combined with attention to detail and thoroughness

  • Excellent organizational skills to effectively manage priorities while meeting timelines

  • High degree of professional ethics and integrity

Brookfield is committed to maintaining a Positive Work Environment that is safe and respectful; our shared success depends on it.  Accordingly, we do not tolerate workplace discrimination, violence or harassment.

We are proud to create a diverse environment and are proud to be an equal opportunity employer. We are grateful for your interest in this position, however, only candidates selected for pre-screening will be contacted.

Top Skills

Compliance Policies
Corporate Governance
Investment Management
Regulatory Analysis
U.S. Securities Laws
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The Company
HQ: New York, NY
3,725 Employees
On-site Workplace

What We Do

Brookfield is invested in long-life, high-quality assets and businesses around the world that form the backbone of the global economy. With over $850 billion in assets under management, and over 100 years’ experience as an owner and operator, we put our own capital to work in virtually every transaction, aligning interests with our partners and investors, and bringing the strengths of our operational expertise, global reach and large-scale capital to bear in everything we do.

To learn more about our global businesses spanning renewable power and transition, infrastructure, real estate, private equity and credit, please visit www.brookfield.com.

Phishing and Fraudulent Websites Warning
Please be aware of the misuse of the Brookfield name and brand by individuals and groups fraudulently publishing fake websites and engaging in “phishing” scams that seek personal or confidential information from potential job candidates. This includes the posting of fake Brookfield job offers on LinkedIn and other career sites.

You can find more details on what to look out for and how to report potentially fraudulent activity at https://www.brookfield.com/web-fraud-and-phishing-warning.

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