Securities Services Operations - Compliance Reporting Analyst - Associate

Job Description
Are you ready to make a significant impact in the world of investment compliance? As a Compliance Reporting Analyst, you'll have the opportunity to work with a dynamic team, enhance your skills, and contribute to the evolving landscape of financial regulations. We value your expertise and offer a collaborative environment where your career can thrive. Join us and be part of a team that values innovation, growth, and diversity.
As a Compliance Reporting Analyst within our Securities Services Operations team, you will play a crucial role in ensuring that our clients' investments adhere to their guidelines. You will engage directly with clients, providing transparency and timely updates, while interpreting investment mandates to build compliance rules. Your work will help us maintain high standards of service and compliance, impacting both our firm and the wider financial community. We foster a culture of collaboration and continuous learning, where your contributions are valued and your career can flourish.
Job responsibilities:

• Monitor post-trade activities to ensure compliance with investment guidelines.
• Investigate and resolve any compliance breaches with stakeholders.
• Communicate effectively with clients, providing clear and timely updates.
• Interpret investment mandates to develop compliance rules.
• Collaborate with clients to implement and monitor compliance rules.
• Understand and address servicing issues with stakeholders.
• Stay informed about industry practices and evolving regulations.
• Apply business acumen to identify and solve compliance challenges.

Required qualifications, capabilities, and skills:

• Bachelor's Degree in Finance, Mathematics, Economics, Computer Sciences, Business, or related disciplines
• At least 5 years of experience in Fund Services, Asset Management, Compliance, or a related field.
• Excellent written and verbal communication skills.
• Strong analytical, organizational, and problem-solving abilities.
• Proficiency in Microsoft Excel, Bloomberg, and compliance systems.
• Fluency in Mandarin to communicate with Greater China clients

Preferred qualifications, capabilities, and skills:

• Experience in compliance rule interpretation and breach investigation and resolution.
• Knowledge of financial instruments, including derivatives.
• Strong client servicing skills.
• Experience with logic-based system coding.
• Comprehensive understanding of compliance mandate monitoring and reporting.

About Us
J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.