Risk Analyst I

Posted 4 Days Ago
Be an Early Applicant
4 Locations
50K-55K Annually
Entry level
Fintech • Payments • Financial Services
The Role
The Risk Analyst I will assist in building Osaic's risk management program, complete assigned projects, enhance documentation of risks and controls, engage with experts to create workflow mapping, and develop risk metrics for reporting to leadership. The role requires communication, data analysis, and understanding business processes to identify key risks.
Summary Generated by Built In

Current Employees and Contractors Apply HereOsaic Careers

Risk Management Opportunity in Financial Services

Risk Analyst I

Location(s):   18700 Hayden Rd., Scottsdale, AZ  85255
2300 Windy Ridge Parkway, Atlanta, GA  30339  
7755 Third Street North, Oakdale, MN  55128
877 Executive Center Drive West, St. Petersburg, FL 33702
12325 Port Grace Boulevard, La Vista, NE 68128

Osaic has returned to a hybrid work schedule 4 days a week in office, so we are seeking candidates willing to work a split schedule between home and the office.

Role Type:     Full time.

Compensation: Salary: $50,000 - $55,000 per year + annual bonus

Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, experience, and education.

Our competitive salaries are just one component of Osaic’s total compensation package. Additional benefits include health, vision, dental insurance, 401k, vacation and sick time, volunteer days and much more. To view more details of what you can look forward to, visit our careers page: https://careers.osaic.com/Creative/Benefits

Summary:

The Risk Analyst I (“Analyst”) will be assisting in the build out of Osaic's risk management program.  The Analyst will complete assigned projects, with direction and guidance from the direct supervisor, that enhance documentation of key risks and accompanying controls, risk frameworks and protocols, and deriving risk information from data.  Analyst will engage with subject matter experts to create workflow mapping and understand key business processes in developing risk metrics and reporting to senior leadership. The ability to meet with business leaders, learn new processes, document those processes, and identify key risks, data patterns, and gaps in controls is critical to the role.

The Analyst will report directly to the Head of Enterprise Risk.

Responsibilities:

  • Responsible to learn business processes of business units under review and be able to provide guidance on risk controls design. Provide guidance regarding "Three Lines of Defense" risk control framework. (20%)
  • Ability to produce process flow maps (in Vizio) showing key decision points and ownership of specific steps within the process. (20%)
  • Ability to meet the business managers, ask questions, listen, and record high risks of the business unit. Consult on build out of risk management frameworks including identification of key business risks to accompanying controls and method of assessment of control effectiveness. (20%)
  • Assessment of data to determine control effectiveness, trends, and "red flag" events. (15%)
  • Ability to create monthly metric reporting for specific risk programs and be able to "tell the story" to managers and senior leaders. (15%)
  • Review of applicable regulations and written regulatory guidance applicable to business unit (or risk program).  Ability to assess if written supervisory procedures and firm policies adequately address regulatory requirements and key business risks. (10%)

Education Requirements:

  • Bachelor’s Degree in Business Administration, Finance, Accounting, Risk Management, or related field required.

Basic Requirements:

  • Entry level (0 to 1 year) of previous work experience
  • Academic or professional experience with data science, data management, data visualization.
  • Ability to pay attention to what other people are saying, taking time to understand the points being made, asking questions as appropriate, and not interrupting at inappropriate times                                                                                   
  • Possess logic and reasoning to identify the strengths and weaknesses of alternative solutions, conclusions or approaches to problems.                                                       
  • Ability to communicate with others to convey information effectively as well as communicating effectively in writing as appropriate for the needs of the audience.  
  • Basic knowledge of financial services industry trends, directions, major issues, regulatory considerations and trendsetters; ability to provide specific financial knowledge and experience to help organizational development.                                                             
  • Ability to come up with unusual or clever ideas about a given topic or situation, or to develop creative ways to solve a problem.                                                       
  • Ability developing constructive and cooperative working relationships with others and maintaining them over time. Job requires being pleasant with others on the job and displaying a good-natured, cooperative attitude.                                                  
  • Administration of own time and the time of others and the ability to shift back and forth between two or more activities or sources of information.                             
  • Knowledge of functions, features and applications of Microsoft Office; ability to use the cross-functional features of its applications to enhance overall organizational efficiency.

Preferred Requirements:

  • SQL, Power BI, or other similar certifications in the area of data analytics is preferred  

Current Employees and Contractors Apply Here

Top Skills

Power BI
SQL
The Company
Scottsdale, , Arizona
2,194 Employees
On-site Workplace

What We Do

Osaic provides the support, resources, and community designed for the future of wealth management.

Securities and investment advisory services are offered through the firms: Osaic Wealth, Inc., Osaic Institutions, Inc., Osaic FA, Inc., Osaic FS, Inc., and Triad Advisors, LLC, broker-dealers, registered investment advisers, and members of FINRA and SIPC. Securities are offered through Securities America, Inc., American Portfolios Financial Services, Inc., Osaic Services Inc., and Ladenburg Thalmann & Co., broker-dealers and member of FINRA and SIPC. Advisory services are offered through Arbor Point Advisors, LLC, American Portfolios Advisors, Inc., Ladenburg Thalmann Asset Management, Inc., Osaic Advisory Services, LLC, and Securities America Advisors, Inc., registered investment advisers. Advisory programs offered by Osaic Wealth, Inc., Securities America Advisors, Inc., and Triad Advisors, LLC., are sponsored by VISION2020 Wealth Management Corp., an affiliated registered investment adviser.

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