Rates E-Trading Front Office Control Manager

Posted 5 Hours Ago
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London, Greater London, England
Hybrid
Senior level
Financial Services
We’re one of the world’s biggest technology-driven companies
The Role
As a Rates E-Trading Front Office Control Manager, you will lead control initiatives within the Financial Markets sector. Key responsibilities include managing operational and conduct risks, ensuring effective controls for new business initiatives, and participating in audits and control assessments. You'll work closely with front-office teams and prepare reports for business committees.
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Job Description
Join our dynamic team as a Rates E-Trading Front Office Control Manager and play a pivotal role in shaping the future of E-Trading. This is your chance to lead the charge in a rapidly evolving market, driving strategic initiatives and ensuring a robust control environment. Be at the forefront of innovation and growth, collaborating with top-tier professionals to implement cutting-edge solutions. If you're a strategic thinker with a passion for excellence, this is the opportunity you've been waiting for.
As a Rates E-Trading Front Office Control Manager in the Markets Business Control Management team, you will spearhead the controls agenda, serving as the First Line of Defence. You will collaborate with diverse teams to design and implement sustainable solutions, fostering a proactive risk and control culture. This role offers the opportunity to lead key initiatives and drive growth in a complex and rapidly changing market.
Job Responsibilities:

  • Identify and manage operational and conduct risk related to trading of financial OTC derivatives, listed futures, and securities.
  • Ensure appropriate controls are in place to support new business initiatives and regulatory changes.
  • Assist in assessing the end-to-end control environment and resolving control issues.
  • Facilitate the execution of Front Office supervisory controls, attestations, and exception management.
  • Execute control programs such as Risk & Control Self Assessments and Risk Event Reporting.
  • Participate in projects as a project manager or consultant on control initiatives.
  • Prepare and present the monthly Control Dashboard and Business Control Committee reports.
  • Lead and coordinate audits, control testing, and regulatory exams in partnership with the business.
  • Build and maintain strong relationships with front-office personnel and other business functions.


Required Qualifications, Capabilities, and Skills:

  • Deep understanding of operational risks and controls with the ability to design and monitor effective frameworks.
  • Excellent analytical and problem-solving skills, including risk assessments and root cause analysis.
  • Strong verbal and written communication skills for diverse stakeholders.
  • Polished interpersonal skills to challenge and build consensus across the organization.
  • Self-starter with the ability to work independently and manage multiple projects.
  • Proficient in Microsoft Office Suite (Word, Excel, PowerPoint).


Preferred Qualifications, Capabilities, and Skills:

  • E-Trading business knowledge.
  • Relevant financial service experience in controls, audit, quality assurance, risk management, compliance, or governance.
  • Proficient knowledge of control and risk management concepts.
  • Prior exposure to Front Office Trading.


About Us
J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.

What the Team is Saying

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The Company
HQ: New York, NY
289,097 Employees
Hybrid Workplace
Year Founded: 1799

What We Do

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $3.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands.

Technology fuels every aspect of our company and is at the heart of everything we do. With over 50,000 technologists globally and an annual tech spend of $12 billion, we are dedicated to improving the design, analytics, development, coding, testing and application programming that goes into creating high quality software and new products.

Learn more about technology at our firm, explore resources from our Distinguished Engineers, AI & ML researchers, and other experts; access the latest episode of our TechTrends podcast, and more at www.jpmorgan.com/technology. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.

©2023 JPMorgan Chase & Co. All rights reserved. JPMorgan Chase is an Equal Opportunity Employer, including Disability/Veterans.

Why Work With Us

Our technologists work on a diverse range of solutions that include strategic technology initiatives, big data, mobile, electronic payments, machine learning, cybersecurity, enterprise cloud development, and other state-of-the-art technologies.

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