Farther is a rapidly growing RIA that combines expert advisors with cutting-edge technology - delivering a comprehensive, tailored wealth management experience.
Farther’s founders are leaders and innovators from the private wealth industry who possess a unique blend of traditional wealth management, fintech, and technology production expertise. We’re backed by top-tier venture capital firms, fintech investors, and industry leaders.
Joining Farther means joining a collaborative team of entrepreneurs who are passionate about helping their clients and our teammates achieve more. If you’re the type who breaks through walls to get things done the right way, we want to build the future of wealth management with you.
The Role
As a Quality Control Analyst at Farther, you'll be instrumental in ensuring the accurate execution of investment activities, maintaining regulatory compliance, and minimizing operational risks. Your role will involve reviewing tasks and processes while tracking and reporting error rates to improve efficiency, accuracy, and overall service quality across the firm.
Your Impact
- Lead comprehensive review and verification of financial transactions, client account changes, and operational tasks to maintain compliance with firm policies and regulatory requirements
- Track, document, and analyze errors or discrepancies in day-to-day operations, including investment transactions, account reconciliations, and client communications.
- Maintain detailed logs of errors, categorize by type, and calculate error rates to identify recurring issues or trends.
- Generate regular reports summarizing error rates, operational bottlenecks, and corrective actions taken.
- Drive regulatory compliance by ensuring alignment with SEC, FINRA, and industry standards while partnering with compliance teams
- Spearhead process improvement initiatives by identifying operational inefficiencies and implementing effective solutions
- Foster cross-functional collaboration with portfolio managers, financial advisors, and operations teams to enhance quality standards
The Ideal Match
- 2+ years of experience in quality control, operations, or compliance within financial services
- Deep understanding of investment processes, portfolio management systems, and financial regulations
- Proven track record of attention to detail and proactive problem-solving
- Strong proficiency in Microsoft Office Suite and financial software tools
- Excellence in analytical thinking and communication
- Demonstrated ability to work both independently and as part of a team
Bonus Points
- Experience working specifically within an RIA environment
- Advanced knowledge of CRM systems and portfolio management software
- Track record of implementing successful process improvement initiatives
- Understanding of emerging fintech trends and digital wealth management platforms
Why Join Us
- Competitive comp package that rewards impact
- Work alongside some of the brightest minds in fintech
- Ground-floor opportunity at a fast-scaling startup
- Chart your own growth path as we expand
- Full health benefits + 401(k) matching & Roth IRA options
- Unlimited PTO
Ready to disrupt wealth management? Let's talk!
What We Do
Farther is the first to offer both the guidance of an experienced advisor and an elegant, easy-to-use platform – for a truly comprehensive approach to managing significant wealth.
"We are building the future of our industry by marrying cutting-edge technology with human expertise and judgment, so they bring out the best in each other: dramatically improving the wealth management experience for both advisors and clients." - Farther Co-Founders, Brad Genser & Taylor Matthews
Why Work With Us
At Farther, we're reinventing wealth management by uniting cutting-edge technology with transparent financial advice. Our advisors are freed from product-pushing mandates to focus on what matters: building authentic client relationships. Join our team to work with industry veterans who share a vision of transforming finance through innovation and i
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