Product Specialist (Due Diligence Operations), Product & Investment Solutions, Wealth Management

Key Area of Responsibilities

• Work closely with product specialists to support product on boarding. Perform product due diligence tasks on a diverse range of investment products, including bonds, funds and structured products.

• Conduct product review tasks based on regulatory framework to ensure the product complies with all relevant regulatory requirement and meeting market standards.

• Assign product risk rating on trade basis to facilitate transaction needs; and maintain the database in a structured approach.

• Provide support to sales team in coordinating transaction request to ensure integrity of sales process and compliance with internal policies and regulatory requirements.

• Participate in various project in relating to product development and provide input to project team to make sure the outcome complies with internal policies and regulatory needs. 

• Assist new launch of service and/or market to facilitate business development in other Asia Pacific location.

• Keep abreast of the regulatory changes, market trend and product development to maintain competitiveness of product platform.

Requirements

• Degree holder in Business, Finance, Economics or related disciplines, professional qualification of CFA/FRM/CPA/Lawyer is preferred but not essential

• at least 3+ years of relevant experience preferably in private banking/private wealth management with good market sense and understanding of investment product and product operations.

• Hand-on experience in product due diligence and product management, dealing or operation experience will be an advantage.

• A team player with strong analytical, problem-solving, communication and interpersonal skills, able to work independently and under pressure.

• Attention to detail and well organized, ability to analyze risk and regulatory issues to products.

• Excellent command of written English & Chinese and fluency in Cantonese, Mandarin & English.

• Experienced candidate may consider to offer in Manager level position.

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