WHO WE ARE
Apex Fintech Solutions (AFS) powers innovation and the future of digital wealth management by processing millions of transactions daily, to simplify, automate, and facilitate access to financial markets for all. Our robust suite of fintech solutions enables us to support clients such as Stash, Betterment, SoFi, and Webull, and more than 20 million of our clients' customers.
Collectively, AFS creates an environment in which companies with the biggest ideas in fintech are empowered to change the world. We are based in Dallas, TX and also have offices in Austin, New York, Chicago, Portland, Belfast, and Manila.
If you are seeking a fast-paced and entrepreneurial environment where you'll have the opportunity to make an immediate impact, and you have the guts to change everything, this is the place for you.
AFS has received a number of prestigious industry awards, including:
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2021, 2020, 2019, and 2018 Best Wealth Management Company - presented by Fintech Breakthrough Awards
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2021 Most Innovative Companies - presented by Fast Company
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2021 Best API & Best Trading Technology - presented by Global Fintech Awards
ABOUT THIS ROLE
Apex Clearing is recognized for disrupting the financial services industry, enabling Fintech standouts like Stash, Robinhood and Betterment. We’ve got an amazing track record of success and fostering ongoing innovation. Our Product Managers stand at the leading edge of this disruption and are responsible for guiding new products at Apex.
This position will report to the Senior Manager, Product Management (Transfers), overseeing key regulatory technology initiatives. This role entails broad cross-functional collaboration and focuses on enhancing our RegTech offerings by integrating advanced data matching and reporting technologies, optimizing escheatment and levy processing, and driving innovation in compliance through the enhancement of our regulatory reporting systems. The goal is to evolve our suite of APIs into a robust SaaS solution, ensuring compliance with multi-jurisdictional regulatory requirements while leveraging our technological capabilities to improve operational efficiency and risk management.
We’re looking for someone who can combine financial industry research and knowledge with our technical expertise to develop leading product strategies. If your personality thrives off the energy of an enthusiastic collaborative team and you love to learn and problem solve, we want to hear from you.
Duties/Responsibilities:
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Define and execute the strategy, vision, and roadmap for our regulatory and financial reporting products, focusing on superior reliability and precision to effectively support millions of client accounts and ensure stringent regulatory compliance.
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Provide insights and actionable recommendations based on analysis and alignment with business goals.
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Work with customers and senior business leaders to identify and solve product gaps.
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Work with cross-functional teams to develop and document detailed product requirements and lead products from design to launch.
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Author and maintain key product documentation such as Annual Operating Plans, Product Charters, PR-FAQs, Narratives, and Specifications.
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Be accountable for the functional and financial success of RegTech products.
Education and/or Experience
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Bachelor’s degree in Computer Science, Engineering, Information Systems or other related field (or equivalent work experience) required; Master’s degree in business, finance, or technology preferred.
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5+ years of experience in Product Management or Product-adjacent roles, ideally with exposure to compliance and regulatory functions in the financial services industry; however, candidates with strong product management experience seeking to expand their expertise into regulatory domains are also encouraged to apply.
Skills You'll Need to Succeed:
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Technical fluency with the ability to effectively communicate with engineering teams, understand modern technology concepts, and make informed product design decisions alongside technical staff.
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Experience/background in financial markets or a strong interest in learning the securities industry.
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Exceptional interpersonal, verbal, and written communication is a must.
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Strong analytical capabilities and comfort with BI tools, Excel, SQL, and potentially more advanced data analysis tools like Python or R.
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Experience researching, defining, and documenting market and product requirements.
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Solid track record managing the full lifecycle of product development, preferably within a SaaS or cloud-based environment.
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A deep understanding of Agile methodologies and a strong preference for incremental and iterative product delivery.
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Strong decision-making skills with the ability to challenge norms and influence stakeholders without direct authority.
Skills You'll Need to Succeed:
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This job operates in a hybrid, office environment.
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Requires occasional travel (15%+ time) to meet with distributed teams and stakeholders in various locations.
Please note this job description is not designed to cover or contain a comprehensive listing of activities, duties, or responsibilities required of the employee for this job. Duties, responsibilities, and activities may change at any time with or without notice.
Our Rewards
We offer a robust package of employee perks and benefits, including healthcare benefits (medical, dental and vision, EAP), competitive PTO, 401k match, parental leave, and HSA contribution match. We also provide our employees with a paid subscription to the Calm app and offer generous external learning and tuition reimbursement benefits. At AFS , we offer a hybrid work schedule for most roles that allows employees to have the flexibility of working from home and one of our primary offices.
Salary Range
$112,000-$140,000
The annual base salary range for this position is noted above. Exact compensation offered may vary depending on job-related knowledge, skills, experience, and office location.
EEO Statement
Apex Fintech Solutions is an equal opportunity employer that does not discriminate on the basis of race, color, religion, sex (including pregnancy, sexual orientation, and gender identity), national origin, age, disability, veteran status, marital status, or any other protected characteristic. Our hiring practices ensure that all qualified applicants receive fair consideration without regard to these characteristics.
Disability Statement
Apex Fintech Solutions is committed to creating an inclusive and accessible workplace for all candidates, including those with disabilities. We are dedicated to ensuring equal employment opportunities and providing reasonable accommodations to qualified individuals with disabilities. If you require reasonable accommodations to participate in the application or interview process, please submit your request via the Candidate Accommodation Requests Form. We will work with you to provide the necessary accommodations to ensure your full participation in our hiring process.
Top Skills
What the Team is Saying
What We Do
Apex is a market-leading, technologically independent software company that provides safe, frictionless digital execution, clearing, and storage for the global universe of investable assets. What drives us is creating independence that produces ownership of the data that is used to build community, increase financial literacy, and eliminate barriers to economic opportunities for the next generation of digital wealth creation.
To do this, our team members live above just doing a job and are those who are building careers. We don’t merely complete tasks at Apex; we have a purpose to be realized. Our colleagues champion why we do what we do.
We each strive to change the world and widen our impact with the breadth and depth of our client base and end investors.
Why Work With Us
We are bold enough to do what needs to be done. Savvy enough to know what that is. Kind and candid enough to tell it like it is every step of the way. We are compelling in our own right but devoted to joint success. We watch our backs. We scout the way ahead. We put ourselves, our team, and our clients in a position to soar.
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Apex Fintech Solutions Offices
Hybrid Workspace
Employees engage in a combination of remote and on-site work.
