· Execute ORM Control testing plans for multiple Business Units.
· Evaluate control effectiveness through control testing, from both design and operating perspectives.
· Identify control deficiencies, propose enhancements and remediation steps.
· Present objectives and results to various levels of the tested Business Units, ORM supervision teams, and governance processes
Key Responsibilities
- Execute assigned portions of the ORM Controls testing. Complete work within established timelines.
- Communicate with appropriate control operators and leaders from different business lines for test planning and execution.
- Proactively communicate/escalate challenges and roadblocks that impact ability to meet scheduled testing periods.
- Prepare data summary analysis reports and presentations, as needed, for consumption by impacted teams and leadership.
- Handle Operational Risk Management ad-hoc requests related to other program standards (Governance, REVs, RCSA, Process Reviews, Change Risk)
Required Qualifications
- 1-3 years of relevant experience with master degree
- Excellent written and spoken English skills.
- Ability to work independently, as well as collaborate and lead cross-functional teams.
- Candidates should have proficiency with Microsoft Excel, Power Point and Power BI.
Preferred Qualifications
- Audit and Risk, Analytics skills and business knowledge.
- Experience in financial services (banking, capital markets, insurance)
- Operational risk or Operations experience
- Strong oral and written communication skills.
About Our Company
Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 125 years. We are a U.S. based financial planning company headquartered in Minneapolis with a global presence. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So if you're talented, driven and want to work for a strong ethical company that cares, take the next step and create a career at Ameriprise India LLP.
Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.
Full-Time/Part-Time
Full time
Timings
(2:00p-10:30p)
India Business Unit
AWMPO AWMP&S President's Office
Job Family Group
Business Support & Operations
Top Skills
What We Do
Ameriprise Financial has helped millions of clients feel confident about their financial futures for more than 125 years. Our network of approximately 10,000 financial advisors* delivers personalized financial advice to help clients reach their goals.
We believe that with the right advisor, the right advice, and the right firm, life can be brilliant.
Ameriprise has corporate locations throughout the U.S. and across the globe, and advisor offices in all 50 states.
Learn how you can build your career at Ameriprise Financial.
*Ameriprise Financial Q2 2020 Statistical Supplement
All content on this page is provided for informational purposes only and should not be used as the sole basis for investment decisions. Ameriprise Financial cannot guarantee future financial results. Investment products are not federally or FDIC insured, are not deposits or obligations of, or guaranteed by, any financial institution, and involve investment risks including possible loss of the entire amount invested.
By clicking on a hyperlink, you may be directed to a non-Ameriprise website. Be aware that the linked site will be subject to rules, regulation, and privacy and security provisions that are separate, and may differ, from Ameriprise Financial.
Investment advisory products and services are made available through Ameriprise Financial Services, LLC., a registered investment adviser.