Key Areas of Responsibilities
- Assist supervisor to monitor internal operations procedures in strict compliance with Company’s guidelines and policies.
- Maintain client account information and settlement instructions, counterparty information and securities information for both front and back office systems.
- Ensure changes to clients set up are completed accurately and timely.
- Validate the completeness of new account opening application documents before inputting into systems.
- Perform regular ‘housekeeping’ exercises to ensure that the system data are accurate and up-to-date.
- Support queries regarding client account status from equity salespersons and clients services.
- Escalate queries to immediate supervisor when required.
Requirements
- University graduated
- Minimum 5 years’ experience in the securities/futures industry.
- Robust computer literacy and high numeracy.
- Good inter-personal and communication skill.
- Good command of written and spoken English and Chinese (including Putonghua)
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What We Do
CITIC CLSA is a wholly-owned subsidiary of CITIC Securities and its overseas business platform.
Established in Hong Kong in 1986, CITIC CLSA is Asia’s leading capital markets and investment group, committed to driving the growth strategies of global institutional investors, corporations, governments and high-net-worth individuals.
CITIC CLSA’s award-winning research, extensive Asia network, direct links to China and highly experienced financial professionals set CITIC CLSA apart from global investment banks and regional players.
Over three decades, CITIC CLSA has built an extensive Asia network with deep local knowledge and connections. Globally, we operate from 13 countries across Asia, Australia, Europe and the Americas. For further information, please visit clsa.com
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