Job Description
You are a strategic thinker passionate about driving solutions in Control Management. You have found the right team.
As a Control Manager in our Finance team, you will spend each day defining, refining and delivering set goals for our firm. You will be supporting the global Markets business across Sales, Trading and Research and be responsible for the completion of LRCM-related BAU tasks, including mapping legal obligations to the policies, procedures and other evidence that demonstrates how Markets meets these legal requirements.
Mapping Execution activities will involve working extensively with a diverse set of global stakeholders, including Legal, Compliance, Business Control Management and other stakeholders. The team's activities cover 24 jurisdictions (8 languages), with further scope expansion expected.
Job Responsibilities
- Lead, motivate, and manage a team to achieve performance targets. Provide guidance and support to team members, fostering a positive work environment.
- Monitor team performance and provide regular feedback. Conduct performance reviews and identify areas for improvement.
- Identify training needs and provide opportunities for professional development. Mentor and coach team members to enhance their skills.
- Determine the applicability of individual regulations to the Markets businesses, mapping legal obligations and underlying legal text to procedures or supporting documentation, and related CORE Business Processes.
- Act as a Subject Matter Expert on OLO processes and tools, collaborating with Legal, Compliance, Risk, Finance, Business partners, and others to ensure a clear and consistent interpretation of applicable obligations.
- Develop and maintain reference data to facilitate obligation mapping, such as matrices of business activities, LEs, procedures, and control framework by product and country.
- Compile procedure gap analysis data and make recommendations to senior Business Control Managers on addressing these gaps.
- Respond to and resolve items identified by Quality Assurance and audit processes.
- Assess the impact of regulatory changes, with a focus on LATAM.
- Produce MIS / Reporting / Governance material. Run the weekly LRCM Triage process for Markets.
Required qualifications, capabilities, and skills
- A level of familiarity with, and interest in, J.P. Morgan's Markets products and businesses
- Experience in business controls, operational risk, Compliance, Legal, Audit or similar function with coverage of Markets Sales / Trading businesses
- Good project management skills and ability to instill structure, process and accountability to meet ambitious weekly production delivery targets, whilst maintaining quality standards.
- Detail oriented, with a highly disciplined approach to process and quality control
- Strong business analysis skills to enable efficient, accurate and objective decision making
- Excellent personnel and organizational management skills, ability to work under pressure and handle high volume of throughput without compromising quality
- Ability to partner closely with related functions to ensure a coordinated and effective program
- Strong written and verbal communication skills
Preferred qualifications, capabilities, and skills
- Understanding of the control framework for Markets businesses would be beneficial
- Comfortable with and adept at reading and interpreting legal text as a layperson (note: formal legal qualifications are not required)
About Us
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
The Corporate & Investment Bank is a global leader across investment banking, wholesale payments, markets and securities services. The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries. We provide strategic advice, raise capital, manage risk and extend liquidity in markets around the world.
Control Management maintains a strong and consistent control environment through a joint accountability model that aligns managers with each function and region to mitigate operational risk. The team focuses on four areas: Control Design & Expertise, Risks & Controls Identification/Assessment, Issues & Control Deficiencies and Control Governance & Reporting.
What We Do
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $3.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands.
Technology fuels every aspect of our company and is at the heart of everything we do. With over 50,000 technologists globally and an annual tech spend of $12 billion, we are dedicated to improving the design, analytics, development, coding, testing and application programming that goes into creating high quality software and new products.
Learn more about technology at our firm, explore resources from our Distinguished Engineers, AI & ML researchers, and other experts; access the latest episode of our TechTrends podcast, and more at www.jpmorgan.com/technology. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.
©2023 JPMorgan Chase & Co. All rights reserved. JPMorgan Chase is an Equal Opportunity Employer, including Disability/Veterans.
Why Work With Us
Our technologists work on a diverse range of solutions that include strategic technology initiatives, big data, mobile, electronic payments, machine learning, cybersecurity, enterprise cloud development, and other state-of-the-art technologies.
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