Legal Counsel

Posted 2 Days Ago
Be an Early Applicant
Sydney, New South Wales
Mid level
Financial Services
The Role
The Legal Counsel will provide advice and legal support on regulatory issues, investment product launches, drafting agreements, and overseeing outside counsel while collaborating with various departments. They will handle legal risks, review marketing materials, and assist with HR-related matters.
Summary Generated by Built In

Notes to applicants:

  • Dimensional sees great value from collaborating in our offices and appreciates the benefits of flexibility. Most roles fit our office-first hybrid approach which includes working 3 days in the office and the choice to work 2 days in the office or remotely, depending on what is best for that work day. This maximizes in person collaboration and interaction while simultaneously providing flexibility. This broad universal approach applies to most roles globally with a few exceptions that require more or less time in the office. Please discuss with your Recruiter to confirm the details for this specific role.

  • Resumes and portfolios (when applicable) are required as part of your application. When applying from a mobile device or tablet, you may not be able to attach a resume. If you cannot include an attachment at the time of your application, you will receive a follow up email asking you to attach your resume from a computer.

  • Here at Dimensional, we strive to be an inclusive workplace for all. Even if you do not match every qualification listed, if you are interested in who we are, what we do, and why we do it, we suggest and encourage you to apply.

  • If you require reasonable accommodation in completing this application, interviewing, or otherwise participating in the employee selection process, such accommodation is available upon request.

Job Description:

The Opportunity

Working with other members of the local and global legal team to provide advice and legal support to the business on a wide range of funds, investment management, general company and commercial issues.

Responsibilities

  • Provide legal advice and support to the business on local and global regulatory issues arising in the context of Dimensional’s asset management business
  • Provide general regulatory advice – including interpretation and application of regulatory reforms to the business
  • Provide legal guidance and advice to the business for new investment product launches, including preparation of disclosure documentation
  • Review, negotiate and draft Investment Management Agreements – working closely with internal stakeholders to provide commercial advice
  • Work with the global legal team with respect to preparation and review of client and supplier/vendor contracts – including platform agreements, back-office contracts, IT contracts and other corporate contracts
  • Liaise with and oversee work provided by outside counsel on a variety of legal matters ensuring the standards for service delivery and cost are met
  • Collaborate closely with Dimensional’s Global Legal team
  • Partner with sales, client servicing, marketing, product development, research and compliance departments to identify and manage any legal issues and risks
  • Assist with reviews of marketing materials, client/consultant questionnaires and ongoing due diligence requests
  • Assist the global team with HR-related matters

Qualifications and Experience

  • Australian qualified lawyer
  • Targeting 3-6 years post-qualification experience
  • Strong academic achievement at a reputable law school
  • Experience in either private practice with an upper tier law firm in corporate and securities law or funds and investment management, or in-house experience with an investment manager or financial services business
  • Ability to provide advice which is both technically correct and commercial
  • Ability to work with global legal colleagues across different jurisdictions and time zones
  • General contract law experience
  • Proficiency with the Corporations Act (experience in Chapters 5C and 7 of the Corporations Act is desirable).
  • Familiarity with the PDS regime, investment management agreements and wrap and other platform agreements is desirable
  • Team player with ability to work on own initiative, and manage multiple work streams and tasks reliably
  • Ability to collaborate with non-legal teams within the business and explain practical implications of the law effectively
  • Very strong communication skills (verbal and written)
  • Detail oriented and organised
  • Proficient in Microsoft Office (Word, Excel, Outlook)

Dimensional offers a variety of programs to help take care of you, your family, and your career, including comprehensive benefits, educational initiatives, and special celebrations of our history, culture, and growth.

It is the policy of the Company to provide equal opportunity for all employees and applicants. The Company recruits, hires, trains, promotes, compensates, and administers all personnel actions without regard to actual or perceived race, color, religion, religious practice, creed, sex, sex stereotyping, pregnancy (which includes pregnancy, childbirth, and medical conditions related to pregnancy, childbirth, or breastfeeding), caregiver status, gender, gender identity, gender expression, transgender identity, national origin, age, mental or physical disability, ancestry, medical condition, marital status, familial status, domestic partnership status, military or veteran status or service, unemployment status, citizenship status or alienage, sexual orientation, status as a victim of domestic violence, status as a victim of stalking, status as a victim of sex offenses, genetic information, political activities or recreational activities, arrest or conviction record, salary history, natural hairstyle or any other status protected by applicable law except as otherwise required or permitted by law or regulation applicable to the Company or its affiliates. 

The Company
HQ: Austin, TX
1,490 Employees
On-site Workplace
Year Founded: 1981

What We Do

Dimensional is a leading global investment firm that has been translating academic research into practical investment solutions since 1981. Guided by a strong belief in markets, we help investors pursue higher expected returns through a systematic investment process that integrates research insights with advanced portfolio design, management, and trading while balancing tradeoffs that can impact returns. Dimensional is headquartered in Austin, Texas, and has 14 global offices across North America, Europe, and Asia. As of March 31, 2022, Dimensional manages $659 billion for investors worldwide.

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