Investment Oversight Manager

Posted 3 Days Ago
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London, England
Senior level
Fintech • Software • Financial Services
The Role
The Investment Oversight Manager oversees UK regulated funds, performing due diligence, ensuring compliance, and enhancing operational models while building stakeholder relationships.
Summary Generated by Built In

Investment Oversight Manager

This is a great job for someone who has led oversight of both external and internally managed active and passive UK regulated funds.

A bit about the job:

Within this role, the successful candidate will be responsible for the oversight of UK regulated funds, including Open-Ended Investment Companies (OEICs) and Tax Transparent Funds (TTFs). You will need to monitor funds to ensure they are aligned with investment objectives, guidelines and regulatory standards.  You’ll be responsible for due diligence checks for UK regulated funds, covering aspects such as trading lifecycles, systems, and compliance practices, whilst also preparing detailed reports on due diligence findings and recommend actions to mitigate identified risks. You’ll continuously build an effective operating model to ensure investment managers are adhering to regulatory and operational requirements and aligned to a sound risk and control environment. In addition to this, the successful individual will also act as an internal Centre of Excellence on relevant topics related to investment oversight.

Skills and experience we’re looking for:

  • Knowledge of best Compliance/Regulatory practice.

  • Effective communication skills (written and verbal) and presentation skills.

  • Successful track record of building effective working relationships at a senior level to actively influence and achieve results / Stakeholder management.

  • Comprehensive understanding of responsibilities relating to managing regulated funds.

  • IMC or equivalent; or recognized historical knowledge, experience and/or qualification. CISI Certificate in Investment Operations would be helpful.

What you’ll get for this role:

  • Generous pension scheme - Aviva will contribute up to 14%, depending on what you put in

  • Eligibility for annual performance bonus

  • Family friendly parental and carer’s leave

  • Generous holiday entitlement plus bank holidays with the option to buy/sell up to 5 additional days

  • Up to 40% discount for Aviva products

  • Brilliant flexible benefits including electric cars

  • Aviva Matching Share Plan and Save As You Earn scheme

  • 21 volunteering hours per year

Aviva is for everyone:

We’re inclusive and welcome everyone – we want applications from all backgrounds and experiences. Excited but not sure you tick every box? Even if you don’t, we would still encourage you to apply. We also consider all forms of flexible working, including part time and job shares.

We flex locations, hours and working patterns to suit our customers, business, and you. Most of our people are smart working –spending around 50% of their time in our offices every week - combining the benefits of flexibility, with time together with colleagues.

To find out more about working at Aviva take a look here

We interview every disabled applicant who meets the minimum criteria for the job. Once you’ve applied, please send us an email stating that you have a disclosed disability, and we’ll interview you.

We’d love it if you could submit your application online.   If you require an alternative method of applying, send an email to [email protected]

#LI-KM1

#LI-Hybrid 

Top Skills

Compliance/Regulatory Practices
Investment Management Knowledge
Report Preparation
Stakeholder Management
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The Company
HQ: London
1,340 Employees
On-site Workplace
Year Founded: 2008

What We Do

Welcome to Aviva Investors. The global asset manager that chooses integration.

The future is full of questions. Only by working closely with our clients can we find the answers. That’s why we integrate our whole business around our clients – their goals, their values and the experience they have when they work with us.

That’s why we start by listening closely and understanding their investment aspirations and concerns – from low prospective investment returns, to highly correlated asset prices; from the prospect of rising global interest rates, to the challenges and opportunities of market volatility. Through our vast collective industry experience, we’ve been through every market cycle, making us better prepared for the next one.

Inspired by our deep client insight, we build solutions that aim to defy uncertainty, answering the questions that keep our clients awake at night. From large institutional investors to individuals saving for retirement, we work together to deliver meaningful outcomes, now and over the long run.

That’s why we work hard to join the dots across asset classes to find the best investment ideas; why we break down barriers so our teams can connect seamlessly; and why we manage risk with discipline and rigour. By working in partnership, we bring components together in new ways to ensure our clients get the very best of our collective expertise with every investment.

Please remember the value of an investment and any income from it can go down as well as up. Investors may not get back the original amount invested.

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