Compliance Specialist

Posted 13 Days Ago
Be an Early Applicant
San Francisco, CA
Senior level
Insurance
The Role
The Compliance Specialist ensures compliance with regulations across jurisdictions, supporting filings, developing policies, and conducting audits in collaboration with various teams.
Summary Generated by Built In
About MGT Insurance

MGT is the first AI-driven, neo-insurer focused on evolving commercial P&C insurance for the brokers and small business owners. By combining the expertise of industry veterans with state-of-the-art technology, we are ushering in the next evolution of commercial insurance and working to move the industry forward through the use of modern technology, better processes, and a rock-star team. We seek visionary leaders who thrive in dynamic, entrepreneurial settings, and excel in autonomous roles.

Job Summary:

The Compliance Specialist will support the execution and continuous improvement of MGT Insurance’s compliance program. This role is critical in ensuring we meet our regulatory obligations across all jurisdictions where we operate. You will work cross-functionally with teams including product, actuarial, underwriting, claims, and legal to implement best practices, maintain licenses and filings, and uphold our reputation with regulators and partners.

Key Responsibilities

  • Monitor and interpret regulatory changes at the state and federal level; assess impact and support implementation across the business.
  • Assist in maintaining regulatory filings, including rate, rule, and form filings (e.g., SERFF), licensing renewals, and annual/quarterly reporting.
  • Support the development and maintenance of internal compliance policies, procedures, and controls.
  • Participate in internal audits, risk assessments, and regulatory examinations.
  • Maintain compliance calendars and tracking tools to ensure timely submissions and renewals.
  • Collaborate with product and legal teams to review and support compliant product development and distribution.
  • Help develop and deliver compliance training programs to staff.
  • Support responses to Department of Insurance (DOI) inquiries and requests.

Qualifications

  • Bachelor’s degree or equivalent experience in law, business, risk management, or a related field.
  • 5+ years of experience in insurance compliance (carrier experience preferred).
  • Working knowledge of state insurance regulations and NAIC frameworks.
  • Familiarity with tools like SERFF, I-File, OPTins, and Market Conduct Annual Statements (MCAS).
  • Detail-oriented with strong organizational and analytical skills.
  • Excellent communication skills—able to translate complex regulations into actionable guidance.
  • Ability to manage multiple priorities in a fast-paced, evolving environment.

Preferred Qualifications

  • Experience supporting multi-state filings or 50-state compliance.
  • Exposure to commercial lines, specialty, or excess & surplus (E&S) business.
  • Regulatory research and policy form drafting experience.

Top Skills

I-File
Market Conduct Annual Statements (Mcas)
Optins
Serff
Am I A Good Fit?
beta
Get Personalized Job Insights.
Our AI-powered fit analysis compares your resume with a job listing so you know if your skills & experience align.

The Company
HQ: Greenwood Village, Colorado
0 Employees
On-site Workplace

What We Do

MGT is ushering in the next evolution of commercial insurance and working to move the industry forward through the use of modern technology, better processes, and a rock-star team. We address common insurance pain points while honoring the knowledge, history, and innovation that are the hallmarks of the industry today.

Similar Jobs

Easy Apply
San Francisco, CA, USA
70 Employees
100K-110K
Los Angeles, CA, USA
1296 Employees
66K-77K

Similar Companies Hiring

Flume Health Thumbnail
Software • Insurance • Healthtech
US
22 Employees
Spark Advisors Thumbnail
Software • Sales • Other • Insurance • Healthtech
New York, NY
89 Employees
MassMutual India Thumbnail
Insurance • Information Technology • Fintech • Financial Services • Big Data
Hyderabad, Telangana

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account