Compliance Specialist

Posted 2 Days Ago
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Taiwan
Entry level
Fintech
The Role
The Compliance Specialist will ensure adherence to compliance programs, manage stakeholder communication, and handle tasks with integrity and accuracy. Proficiency in English and Mandarin is required.
Summary Generated by Built In

Do you want your voice heard and your actions to count?

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.

With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.

Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.

Job Description:
•    Serve as Compliance Assurance Function (including Monitoring and Surveillance) Subject Matter Expert (SME) of Taipei Branch to conduct day to day assurance activities, coordinate with Regional offices, and escalate issues identified appropriately.
•    Monitor day to day compliance matters impacting on the activities of the Bank, such as distribution of daily official letters, conduct routine monitoring and surveillance per MUFG standard, prepare Core Compliance reports, serves as compliance risk categories SME (e.g., FATCA & CRS). 
•    Assist Compliance Officer to implement compliance programs to comply with the laws & regulations as well as the Global and Regional Compliance Office policy and procedures, such as prepare/submit various compliance reports, arrange compliance meetings, conduct compliance trainings, review documentations/manuals etc. 
•    Assist Compliance Officer to address irregularities and deficiencies identified in internal/external audits, Regional Testing, local compliance monitoring & surveillance and coordinate the related audits/testing fieldwork activities. 
•    Other projects or matters as assigned by Compliance Officer.

Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.

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The Company
HQ: Chiyoda-ku, Tokyo
30,196 Employees
On-site Workplace

What We Do

MUFG (Mitsubishi UFJ Financial Group) is one of the world's leading financial groups. Headquartered in Tokyo and with over 360 years of history, MUFG has a global network with over 2,500 locations in more than 50 markets including the Americas, Europe, the Middle East and Africa, Asia and Oceania. The Group has over 170,000 employees and offers services including commercial banking, trust banking, securities, credit cards, consumer finance, asset management, and leasing. Through close partnerships among our group companies, the Group aims to be the world's most trusted financial group, flexibly responding to all of the financial needs of its customers, serving society, and fostering shared and sustainable growth for a better world. MUFG's shares trade on the Tokyo, Nagoya, and New York stock exchanges.

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