Compliance - GFCC Governance - Executive Director

Posted 13 Hours Ago
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Columbus, OH
Hybrid
7+ Years Experience
Financial Services
We’re one of the world’s biggest technology-driven companies
The Role
The Compliance Executive Director will oversee KYC governance programs, manage the regulatory exams and controls testing, drive technology innovation, and lead strategic initiatives. The role involves developing strategies, managing multiple teams, and maintaining oversight of the LOB metrics while enforcing a culture of integrity and excellence within the team.
Summary Generated by Built In

Job Description
Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Global Financial Crimes Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.
As a Global Financial Crime Compliance Governance Director supporting the Compliance, Conduct and Operational Risk (CCOR), you will responsible for overseeing and developing strategy for the KYC team's technology and governance programs for KYC and Customer Escalations.
Job Responsibilities

  • Oversee the team governance process, including committee, change management, and oversight of the LOBs, including LOB metrics
  • Partner with upstream teams and technology to drive transformation of managing regulatory change and consuming information into the teams digital policy tool
  • Oversee the team's Regulatory Exams, Audits, and controls testing
  • Manage the technology that supports the team's document maintenance; drive innovation to transform and scale the platform to align with teams new regulation mapping process
  • Drive synergies across the teams Customer Escalation Standard and KYC Governance program
  • Continue to execute strategy and develop new strategic initiatives across the team
  • Manage the team's controls framework including controls outlined within CORE
  • Provide direction and credible challenge on policy changes
  • Offer advisory and lead strategic firmwide KYC initiatives
  • Lead, mentor, and develop a team of professionals. Promote a culture of integrity, accountability, and excellence within the team


Required qualifications, capabilities, and skills

  • 10+ years of relevant or other related experience
  • Proven experience in a leadership or management role
  • Experience developing technical requirements and managing technology partners
  • Demonstrate the ability to partner with stakeholders on projects
  • Experience developing strategy for an organization
  • Experience managing multiple teams in a complex fast pace organization
  • Possess strong written and oral executive-level communications skills
  • Ability to work both independently and as a core team member
  • Detail-oriented; possess a high-level of attention to detail and quality for their work product
  • Excellent analytical skills, experience with excel and data relationships


Preferred qualifications, capabilities, and skills

  • KYC knowledge is required
  • Ability to own end to end processes
  • Strong understanding of risk and controls
  • MBA or Bachelor's degree with professional certification preferred


About Us
JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We offer a competitive total rewards package including base salary determined based on the role, experience, skill set, and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
JPMorgan Chase is an Equal Opportunity Employer, including Disability/Veterans
About the Team
Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we're setting our businesses, clients, customers and employees up for success.

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The Company
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JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $3.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands.

Technology fuels every aspect of our company and is at the heart of everything we do. With over 50,000 technologists globally and an annual tech spend of $12 billion, we are dedicated to improving the design, analytics, development, coding, testing and application programming that goes into creating high quality software and new products.

Learn more about technology at our firm, explore resources from our Distinguished Engineers, AI & ML researchers, and other experts; access the latest episode of our TechTrends podcast, and more at www.jpmorgan.com/technology. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.

©2023 JPMorgan Chase & Co. All rights reserved. JPMorgan Chase is an Equal Opportunity Employer, including Disability/Veterans.

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