Compliance Analyst - Personal Account Dealing

Department: Compliance

Position Overview:

The Compliance Department at Squarepoint has a wide range of roles and responsibilities that seek to

• Maintain and protect the good reputation of the firm
• Promote a strong culture of compliance and ethical behavior
• Ensure compliance with the multitude of laws and regulations that the firm is subject to

Squarepoint Capital is seeking a talented and experienced Personal Account Dealing (“PAD”) Specialist to join our hedge fund's compliance team. The ideal candidate will have expertise in compliance, with a focus on Personal Account Dealing activities. The PAD Specialist will be responsible for ensuring that Squarepoint’s trading activities comply with regulatory requirements and internal policies, with a particular emphasis on employee conflict management and risk assessment.

• Review and investigation of PAD and other employee conflicts exceptions (e.g. outside business activities, gifts and entertainment, etc)
• Develop and maintain PAD policies, procedures, and controls in alignment with regulatory requirements and industry best practices.
• PAD account connection set up and maintenance.
• Monitor changes in regulatory requirements and industry standards related to employee conflicts and update internal policies and procedures accordingly.
• Collaborate with internal stakeholders, including investments, technology, and corporate teams, to address PAD and other employee conflicts and implement effective solutions.
• Assist in review and implementation of various compliance training materials.
• Assist in the development and implementation of technology solutions and systems enhancements to streamline PAD processes and improve efficiency.
• Stay informed about developments in the finance industry, including market trends, geopolitical risks, and emerging compliance issues, and provide insights and recommendations to senior management.

Required Qualifications:

• Bachelor's degree in finance, business, or a related field; or professional certification
• Experience in finance, compliance or regulatory roles, with a focus on PAD and employee conflict management.
• Strong communication and interpersonal skills, with the ability to collaborate effectively with cross-functional teams and communicate complex concepts to non-technical stakeholders.
• Excellent analytical skills and attention to detail, with the ability to review complex documentation and identify potential compliance issues.
• Proven ability to work independently, prioritize tasks, and manage multiple projects simultaneously in a fast-paced environment.
• High ethical standards and integrity, with a commitment to upholding the highest levels of compliance and regulatory standards.
• Flexibility to adapt to changing regulatory requirements and business priorities, with a proactive and solution-oriented mindset.

This is an exciting opportunity for a dedicated and experienced compliance professional to play a key role in ensuring the integrity and compliance of our trading activities at Squarepoint. If you are passionate about compliance and PAD, and thrive in a dynamic and collaborative environment, we encourage you to apply.