The Role
The Compliance Analyst advises on compliance related to commodities trading, manages operational aspects of compliance, tracks regulations, performs risk assessments, and assists in onboarding processes.
Summary Generated by Built In
Department: Compliance
Position Overview
- Advise on compliance matters relating to Physical Commodities trading
- Assist with the management of the operational, reporting, and risk related elements of the Compliance program
- Track, react to, and advise on global physical commodities and financial regulations, including REMIT, REACH, CBAM
- Assist with counterparty, vendor, broker, product, and new markets onboarding processes
- Assist with oversight of regular filing and reporting requirements.
- Perform risk assessments, including conduct, financial crime, and money laundering risk assessments and remediate any potentially significant risks
- Assist with the broader compliance program, including developing policies, monitoring adherence to these policies, and performing focused thematic reviews on Metals related topics
Required Qualifications:
- 3 + years Compliance advisory with physical commodities experience (metals experience preferential)
- Dealing with regulatory requests and fielding queries
- Experience reviewing surveillance escalations
- Developing and implementing appropriate compliance program, including policies/procedures/systems/training
- Experience of setting up and obtaining required licenses
- Financial Knowledge
- Overall Compliance systems experience
- Communication in English
Top Skills
Compliance Program
Financial Regulations
Reporting
Risk Assessments
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The Company
What We Do
Squarepoint Capital is a leading global investment management firm that develops quantitative investment strategies to achieve high quality returns for our clients. We are a data and technology driven firm who specialize in developing automated trading systems that execute across global financial markets.
