Clients Assets Protection Risk - Associate (all genders)

Posted 8 Days Ago
Be an Early Applicant
Frankfurt, Hessen
Hybrid
Mid level
Financial Services
We’re one of the world’s biggest technology-driven companies
The Role
Support the SGCA Team by overseeing internal frameworks related to MiFID II regulations, coordinating activities, preparing reports, and managing controls.
Summary Generated by Built In

Job Description
This role provides an opportunity to support MiFID II 'Single Officer' and their Team, being responsible for the regulatory protection of JPMSE clients' financial instruments and funds (SGCA Team). basic regulatory knowledge of MiFID II and long-term professional experience in project, team and management of internal reviews and controls, to take over responsibilities within the SGCA Team.
As an Associate within our SGCA Team, you oversee the performance and continuous evolvement of the internal framework for the oversight on First Lines' controls pertaining to Markets in Financial Instruments regulation (MiFID II) applicable to JPMSE and its passported EU branches. You will build strong relationships with the team, partners in onshore and offshore locations, the local businesses and the First, Second, and Third Line of Defence Teams of JPMSE.
Job responsibilities

  • Coordinate team activities by maintaining and updating the tracking file, recording progress and deadlines to ensure timely completion of tasks and projects.
  • Oversee the SGCA Information Pack;
  • Prepare reports for senior management & Early Escalations Management (investigation/ preparation according to business accountability);
  • Support annual JPMSE products & services Completeness Check;
  • Prepare and support the SGCA Governance Committees (administration of meetings, compilation of materials, drafting minutes, etc);
  • Support Legal and Regulatory Change process;
  • Support the organisation of the training for SGCA in-scope staff within the Lines of Business;
  • Oversee the in-scope First Lines of Defence Controls;
  • Monitor early escalations, incidents, and potential SGCA issues.


Required qualifications, capabilities, and skills

  • Strong professional experience in the financial services industry and knowledge pertaining to MiFID II and SGCA requirements;
  • Good communication and interpersonal skills capacity to maintain strong relationships;
  • Strong organizational and multitasking skills;
  • Excellent analytical and issue solving abilities;
  • Strong presentation and delivery skills under pressure and priorities;
  • Fluent speaker in German and English.


Preferred qualifications, capabilities, and skills

  • Specialisation in Finance, Risk, Compliance or Legal.


About Us
J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.

Top Skills

Financial Instruments
Mifid Ii

What the Team is Saying

Nick S.
Lupe C.
Edwin T.
Dawn T.
Meng M.
Am I A Good Fit?
beta
Get Personalized Job Insights.
Our AI-powered fit analysis compares your resume with a job listing so you know if your skills & experience align.

The Company
HQ: New York, NY
289,097 Employees
Hybrid Workplace
Year Founded: 1799

What We Do

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $3.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands.

Technology fuels every aspect of our company and is at the heart of everything we do. With over 50,000 technologists globally and an annual tech spend of $12 billion, we are dedicated to improving the design, analytics, development, coding, testing and application programming that goes into creating high quality software and new products.

Learn more about technology at our firm, explore resources from our Distinguished Engineers, AI & ML researchers, and other experts; access the latest episode of our TechTrends podcast, and more at www.jpmorgan.com/technology. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.

©2023 JPMorgan Chase & Co. All rights reserved. JPMorgan Chase is an Equal Opportunity Employer, including Disability/Veterans.

Why Work With Us

Our technologists work on a diverse range of solutions that include strategic technology initiatives, big data, mobile, electronic payments, machine learning, cybersecurity, enterprise cloud development, and other state-of-the-art technologies.

Gallery

Gallery
Gallery
Gallery
Gallery
Gallery
Gallery

JPMorganChase Teams

Team
Product + Tech
About our Teams

JPMorganChase Offices

Hybrid Workspace

Employees engage in a combination of remote and on-site work.

Typical time on-site: Flexible
Company Office Image
HQNew York, NY
SG
Bengaluru, Karnataka
Bournemouth, GB
Brooklyn, NY
Buenos Aires, Avaya
Chicago, IL
Dallas, TX
Dublin, IE
Glasgow, GB
Houston, TX
Hyderabad, Telangana
London, GB
Mumbai, Maharashtra
Philadelphia, PA
San Francisco, CA
Tampa, FL
Westerville, OH
Wilmington, DE
Learn more

Similar Jobs

Hybrid
Frankfurt, Hessen, DEU
289097 Employees
Hybrid
Frankfurt, Hessen, DEU
289097 Employees
Hybrid
Frankfurt, Hessen, DEU
289097 Employees
Hybrid
Frankfurt, Hessen, DEU
289097 Employees

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account