Client Regulatory Support - Associate

Posted 2 Days Ago
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Mumbai, Maharashtra
Hybrid
3-5 Years Experience
Financial Services
We’re one of the world’s biggest technology-driven companies
The Role
The role involves managing client regulatory support, onboarding for reporting services, and ensuring regulatory documentation for JP Morgan's trading clients. The candidate will interact extensively with various teams, manage inquiries, devise processes for onboarding, and engage in project management and data analysis related to regulatory requirements.
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Job Description
Job Summary:
The Regulatory Support team is a dedicated group of internal and client facing resources that are focused on 3 main pillars:

  1. Onboarding and query management for client reporting services (currently EMIR, MIFID II and SFTR), plus associated controls, MIS and process improvements
  2. Ensuring the correct regulatory documentation is in place to enable our clients to trade with JP Morgan entities
  3. Deliver against large scale change initiatives that span across business units to address Industry, Business and Client requirements across the Markets Operations organization. This includes process and system transformation as well as client outreach and interaction.


The team provides a unique mix of project skills and product experience that are not tied to a specific business unit enabling it to provide a consistent, high-quality and responsive approach to the way we manage and execute change across the Corporate and Investment Bank.
As part of the role you will need to effectively partner with numerous teams such as FO (Trading, Sales, and Business Management), Sales Support, Legal, Compliance, Middle Office and IB wide PMO teams on a daily basis.
Job Responsibilities:

  • Owning and managing a client list related to the reporting services onboarding and queries
  • Devising efficient, standardised processes to track onboarding of clients to regulatory protocols and services, and any associated incoming queries
  • Dealing with internal and external queries in relation to regulatory protocols, providing a central point of contact
  • Assisting in education around the decision trees for regulatory requirements to trade with various counterparties
  • Extensive interaction with Front Office (Sales and Trading), Compliance, Business Management, Legal, Credit Risk, Operations and Technology teams
  • Participation in regular internal meetings to review upcoming initiatives and priorities, as well as BAU issues and escalation
  • Performing data analysis and remediation exercises to contribute to new and ongoing initiatives
  • Owning and managing control reconciliations and MIS production and dissemination
  • Manage client outreach initiatives


Required Qualifications, Experience and Capabilities:

  • Previous investment banking experience required
  • Experience and strong product knowledge of derivative products 3 years experience
  • Previous experience in a regulatory role
  • Experience in managing initiatives/ projects
  • Client interaction in a previous role
  • Understanding of client reference data desirable
  • Regulatory reporting experience desirable
  • Excellent delivery record in previous roles, ability to manage changing priorities and high volume processes


About Us
J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
The Corporate & Investment Bank is a global leader across investment banking, wholesale payments, markets and securities services. The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries. We provide strategic advice, raise capital, manage risk and extend liquidity in markets around the world.

What the Team is Saying

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The Company
HQ: New York, NY
289,097 Employees
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Year Founded: 1799

What We Do

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $3.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands.

Technology fuels every aspect of our company and is at the heart of everything we do. With over 50,000 technologists globally and an annual tech spend of $12 billion, we are dedicated to improving the design, analytics, development, coding, testing and application programming that goes into creating high quality software and new products.

Learn more about technology at our firm, explore resources from our Distinguished Engineers, AI & ML researchers, and other experts; access the latest episode of our TechTrends podcast, and more at www.jpmorgan.com/technology. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.

©2023 JPMorgan Chase & Co. All rights reserved. JPMorgan Chase is an Equal Opportunity Employer, including Disability/Veterans.

Why Work With Us

Our technologists work on a diverse range of solutions that include strategic technology initiatives, big data, mobile, electronic payments, machine learning, cybersecurity, enterprise cloud development, and other state-of-the-art technologies.

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