Business Control Manager - Senior Associate

Posted 8 Hours Ago
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New York, NY
Hybrid
Mid level
Financial Services
We’re one of the world’s biggest technology-driven companies
The Role
As a Business Control Manager within the Markets Sales BCM team, you'll oversee controls for the North America Spread Sales business, develop supervisory tools, manage risk events, and ensure effective control governance. You'll also collaborate with stakeholders and support regulatory activities to mitigate operational risks compellingly and efficiently.
Summary Generated by Built In

Job Description
The Commercial & Investment Bank (CIB) is a global leader in investment banking, wholesale payments, markets, and securities services. We provide strategic advice, raise capital, manage risk, and extend liquidity in markets worldwide. Our team maintains a strong and consistent control environment through a joint accountability model that aligns managers with each function and region to mitigate operational risk.
Join our Markets Sales Business Controls Management (BCM) team as an Associate, where you'll lead the controls oversight of the North America Spread Sales business. This role offers the opportunity to work with a diverse set of products, including Credit, Loans, Convertible Bonds, Public Finance, and Securitized products.
As a Markets Spread Sales Business Controls Manager within the Global Markets Sales business, you will be accountable for the risk and control environment. Reporting directly to the Global Head of Spread Sales BCM, your role will involve leading the development and implementation of supervisory controls, managing risk events, and spearheading process improvements. You will also collaborate with stakeholders across various functions to ensure effective control governance and reporting.
Job Responsibilities:

  • Lead the development and implementation of procedures on Front Office Supervision and build supervisory tools.
  • Own high-profile projects, assessing risks, resource requirements, and execution of supervisory controls.
  • Manage 1st line responsibilities, including risk event data occurrences and control-related due diligence.
  • Achieve stakeholder buy-in and build partnerships across functions for deliverables.
  • Progress multiple projects with varying delivery timeframes, identifying areas for efficiency improvements.
  • Communicate effectively throughout project lifecycles, ensuring stakeholders are informed.
  • Partner with colleagues to drive consistent operational risk practices and control programs.
  • Establish control governance and reporting to identify meaningful metrics and manage control committees.
  • Represent Front Office interests in control and regulatory initiatives, sharing best practices.
  • Support regulatory, audit, and compliance testing activities, adhering to the Operational Risk Management Framework.


Required Qualifications, Skills, and Capabilities:

  • Bachelor's/Master's degree or equivalent experience.
  • Demonstrable experience in network building, cross-functional collaboration, and influencing.
  • Proficient in Microsoft Office Suite (Word, Excel, PowerPoint, Visio) with the ability to develop compelling presentations.
  • Investigative mindset with the ability to see issues at both a high-level and in detail.
  • Strong analytical, problem-solving, and process re-engineering skills.
  • Exceptional verbal and written communication skills.
  • Strong team player with excellent partnering and influencing skills.


Preferred Qualifications, Skills, and Capabilities:

  • Understanding of Markets, including end-to-end product lifecycle and NA regulations (e.g., Dodd Frank, FINRA, CFTC).
  • Experience in operations, operational risk management, business controls, sales, trading, audit, technology, business management, or compliance.
  • Knowledge of Derivatives and Debt Products through their product lifecycle.
  • Strong leadership, project management, and organizational skills.


About Us
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans
About the Team
J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.

Top Skills

Microsoft Office Suite

What the Team is Saying

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The Company
HQ: New York, NY
289,097 Employees
Hybrid Workplace
Year Founded: 1799

What We Do

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $3.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands.

Technology fuels every aspect of our company and is at the heart of everything we do. With over 50,000 technologists globally and an annual tech spend of $12 billion, we are dedicated to improving the design, analytics, development, coding, testing and application programming that goes into creating high quality software and new products.

Learn more about technology at our firm, explore resources from our Distinguished Engineers, AI & ML researchers, and other experts; access the latest episode of our TechTrends podcast, and more at www.jpmorgan.com/technology. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.

©2023 JPMorgan Chase & Co. All rights reserved. JPMorgan Chase is an Equal Opportunity Employer, including Disability/Veterans.

Why Work With Us

Our technologists work on a diverse range of solutions that include strategic technology initiatives, big data, mobile, electronic payments, machine learning, cybersecurity, enterprise cloud development, and other state-of-the-art technologies.

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