Key Areas of Responsibilities
- Perform Due Diligence on clients FATCA CRS declarations across all CLSA business lines
- Perform monthly periodic reviews on existing clients and manage changes in circumstances
- Maintain CLSA group entities up to date FATCA CRS forms on systems and share with business per requirement
- Prepare and submit regulatory reports for the CLSA group entities
- Maintain high quality, timeliness, auditability and demonstrate reasonableness in thought process
- Implement process level changes in tune with evolving regulations and industry best practices
- Ensure the process risks are identified and mitigated effectively, and prevent breaches
Requirements
- Minimum 5 years of relevant experience in global structured fund management industry
- Bachelor degree in relevant discipline
- Working knowledge of AEOI, US Tax Services, Anti-Tax Evasion
- Strong reasoning and logic skills, with clear and coherent presentation of thoughts
- Fluency in English
- Ability to multi-task and function independently
- Proficiency in Word, Excel and Power point
- Excellent interpersonal, communication and management skills
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What We Do
CITIC CLSA is a wholly-owned subsidiary of CITIC Securities and its overseas business platform.
Established in Hong Kong in 1986, CITIC CLSA is Asia’s leading capital markets and investment group, committed to driving the growth strategies of global institutional investors, corporations, governments and high-net-worth individuals.
CITIC CLSA’s award-winning research, extensive Asia network, direct links to China and highly experienced financial professionals set CITIC CLSA apart from global investment banks and regional players.
Over three decades, CITIC CLSA has built an extensive Asia network with deep local knowledge and connections. Globally, we operate from 13 countries across Asia, Australia, Europe and the Americas. For further information, please visit clsa.com
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