Asset Management - Guideline Management Control - Vice President

Posted 7 Days Ago
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Taipei
7+ Years Experience
Financial Services
We’re one of the world’s biggest technology-driven companies
The Role
Lead the Guideline Management team in ensuring the accuracy of investment guidelines in the APAC regions. Collaborate with various teams, oversee guideline process, stay updated on financial regulations, drive project initiatives, and foster a culture of continuous improvement. Manage projects, analyze trends, and identify process efficiencies. Build stakeholder relationships and provide expert guidance on investment product types. Requires 8 years of experience in financial services industry and interpersonal skills. Adaptability, attention to detail, analytical skills, and proficiency in English are essential. Experience in asset management, securities services, and familiarity with automation tools preferred. Certification in Data Science is a plus.
Summary Generated by Built In

Job Description
JPMorgan Asset Management (\"JPMAM\") is a global leader in investment management, offering world-class products and services to institutional and individual investors. Our diverse portfolio includes Fixed Income, Equity, Alternatives, Passive Investments, Multi Asset Solutions, and Currency. We are committed to delivering exceptional results and innovative solutions to our clients.
As a Vice President within the Guideline Management team, you will play a pivotal role in ensuring the integrity and accuracy of our investment guidelines in the APAC regions covering Hong Kong, Japan and Taiwan. You will collaborate closely with portfolio and risk managers, traders, and client advisors, driving strategic programs and overseeing the end-to-end guideline process. This is an exciting opportunity to make a significant impact on our investment operations and contribute to our global success.
Job responsibilities:

  • Lead, mentor, and develop a high-performing team responsible for investment guideline monitoring and coding.
  • Provide expert guidance across various investment product types.
  • Perform daily guideline checks to ensure accuracy across Taiwan, Hong Kong, and Japan.
  • Communicate effectively, record potential issues, and swiftly identify resolutions.
  • Conduct root cause analysis and develop action plans to mitigate business impacts/errors.
  • Stay updated on financial regulations and suggest appropriate actions.
  • Manage and drive project initiatives, fostering a culture of continuous improvement.
  • Assist with audit-related activities and analyze/report trends.
  • Identify opportunities for process efficiency and present findings to the team.
  • Collaborate with regional teams in Hong Kong, Japan, and global counterparts to ensure alignment and consistency in guideline management practices.
  • Emphasize people management by fostering a positive team environment, providing regular feedback, and supporting professional development.


Required qualifications, capabilities, and skills:

  • At least 8 years of relevant experience in the financial services industry
  • Excellent interpersonal skills with the ability to build strong stakeholder relationships
  • Adaptability to shifting priorities and demands
  • Securities Investment Trust & Advisory Association of Taipei, R.O.C. (SITCA) License or Senior Broker License is required
  • Proven team player and self-starter with strong operational skills
  • Strong analytical skills with attention to detail and sound judgment
  • Creative thinking and a track record of implementing innovative solutions
  • Familiarity with intelligent automation tools and Automation Intelligent capabilities, or a willingness to learn
  • Effective problem-solving abilities
  • Proficiency in spoken and written English


Preferred qualifications, capabilities, and skills:

  • Experiences in Asset Management or securities services
  • Proficiency in Microsoft Excel, Outlook, Office Visual Basic for Applications (VBA) preferred but not essential
  • Experience with Alteryx, Python and/or Signavio will be hugely beneficial
  • Possess certificate or other qualification in Data Science will be a plus


About Us
J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.

Top Skills

Alteryx
Excel
Python
Signavio
VBA

What the Team is Saying

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Lupe C.
Edwin T.
Dawn T.
Meng M.
The Company
HQ: New York, NY
289,097 Employees
Hybrid Workplace
Year Founded: 1799

What We Do

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $3.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands.

Technology fuels every aspect of our company and is at the heart of everything we do. With over 50,000 technologists globally and an annual tech spend of $12 billion, we are dedicated to improving the design, analytics, development, coding, testing and application programming that goes into creating high quality software and new products.

Learn more about technology at our firm, explore resources from our Distinguished Engineers, AI & ML researchers, and other experts; access the latest episode of our TechTrends podcast, and more at www.jpmorgan.com/technology. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.

©2023 JPMorgan Chase & Co. All rights reserved. JPMorgan Chase is an Equal Opportunity Employer, including Disability/Veterans.

Why Work With Us

Our technologists work on a diverse range of solutions that include strategic technology initiatives, big data, mobile, electronic payments, machine learning, cybersecurity, enterprise cloud development, and other state-of-the-art technologies.

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