Job Title: Regulatory Compliance & Documentation Specialist
Location: Bangalore/Kolkata
Experience: 7+ years
About Us
“Capco, a Wipro company, is a global technology and management consulting firm. Awarded with Consultancy of the year in the British Bank Award and has been ranked Top 100 Best Companies for Women in India 2022 by Avtar & Seramount. With our presence across 32 cities across globe, we support 100+ clients across banking, financial and Energy sectors. We are recognized for our deep transformation execution and delivery.
WHY JOIN CAPCO?
You will work on engaging projects with the largest international and local banks, insurance companies, payment service providers and other key players in the industry. The projects that will transform the financial services industry.
MAKE AN IMPACT
Innovative thinking, delivery excellence and thought leadership to help our clients transform their business. Together with our clients and industry partners, we deliver disruptive work that is changing energy and financial services.
#BEYOURSELFATWORK
Capco has a tolerant, open culture that values diversity, inclusivity, and creativity.
CAREER ADVANCEMENT
With no forced hierarchy at Capco, everyone has the opportunity to grow as we grow, taking their career into their own hands.
DIVERSITY & INCLUSION
We believe that diversity of people and perspective gives us a competitive advantage.
Job Title: Regulatory Compliance & Documentation Specialist
Location: Bangalore/Kolkata
Experience: 7+ years
Key Skills: Analytics, Regulatory Model documentation, Python, SAS
Domain: BFSI – Retail Credit Risk Analytics
Role description: Seeking a detail-oriented Regulatory Compliance & Documentation Specialist to join our Wealth Private Banking Risk Analytics team. The ideal candidate will have extensive experience in regulatory model development, monitoring, and governance, and a strong understanding of Basel III/IV regulations. This role will focus on developing and maintaining comprehensive documentation for retail risk models and ensuring compliance with global regulatory standards.
Key Responsibilities:
- Regulatory Expertise and Compliance:
- Maintain expertise in regulatory guidelines from PRA, HKMA, and other governing bodies, including Basel 3.1, CCAR, IFRS9, SS 1/23, and other relevant standards.
- Ensure all documentation aligns with the latest regulatory requirements and standards.
- Collaborate with internal and external stakeholders to address regulatory compliance issues and provide insights on regulatory developments.
- Documentation Development and Management:
- Develop and maintain detailed documentation for retail risk models, including model design, methodology, performance metrics, validation processes, audit trails, and regulatory submission processes.
- Ensure all documentation is accurate, comprehensive, and up to date, supporting model validation and audit activities.
- Coordinate with model developers and risk management teams to gather and incorporate relevant information into documentation.
- Governance and Model Validation:
- Support the regulatory submission process by providing detailed documentation required for audits and reviews.
- Assist in preparing responses to regulatory inquiries and maintaining records for compliance audits.
- Provide guidance and support to the model governance team to ensure that all documentation meets regulatory expectations.
- Technical Proficiency:
- Utilize SAS and Python for developing documentation and performing analyses to support regulatory compliance.
- Leverage technical expertise to ensure data integrity and accuracy in model documentation and reporting.
Required Qualifications:
- Minimum 7+ years of experience in regulatory model development, monitoring, and governance.
- Strong understanding of Basel III/IV regulations and their application in retail risk modeling.
- Expertise in SAS and Python for documentation and data analysis.
- Proven ability to develop and maintain comprehensive documentation for regulatory compliance purposes.
- Strong analytical skills and attention to detail, with experience in regulatory compliance within the financial services industry.
- Excellent communication skills, with the ability to collaborate effectively with both technical and non-technical stakeholders.
WHY JOIN CAPCO?
You will work on engaging projects with some of the largest banks in the world, on projects that will transform the financial services industry.
We offer:
- A work culture focused on innovation and creating lasting value for our clients and employees
- Ongoing learning opportunities to help you acquire new skills or deepen existing expertise
- A flat, non-hierarchical structure that will enable you to work with senior partners and directly with clients
- A diverse, inclusive, meritocratic culture
#LI-Hybrid
#LI-RA1
Top Skills
What the Team is Saying
What We Do
Capco, a Wipro company, is a global management and technology consultancy specializing in driving transformation in the energy and financial services industries. Capco operates at the intersection of
business and technology by combining innovative thinking with unrivalled industry knowledge to fast-track digital initiatives for banking and payments, capital markets, wealth and asset management, insurance,
and the energy sector. Capco’s cutting edge ingenuity is brought to life through its award-winning Be Yourself At Work culture and diverse talent.
TRUSTED ADVISORS - Our collaborative and entrepreneurial approach position us as trusted long-term partners to our clients.
DEEP EXPERTISE - Clients look to us for clear guidance, proven expertise, and the support they need to set their companies up for success.
DISRUPTIVE SOLUTIONS- We do not provide off -the-shelf answers to clients’ challenges. Instead, we work in close collaboration to understand the issues, and craft disruptive, bespoke solutions.
ACCOUNTABILITY AND OWNERSHIP - We recognize every client has distinct needs and expectations, and we take ownership and accountability for the solutions we design, build, and deliver.
Why Work With Us
We support and encourage an inclusive culture, entrepreneurial outlook and independent thinking. Capco is not about organizational charts and rigid hierarchies – we want all employees to feel that Capco is their firm to own and run. We believe diversity powers innovation. Be Yourself At Work (#BYAW) is an integral and underlying part of our culture
Gallery
Capco Offices
Hybrid Workspace
Employees engage in a combination of remote and on-site work.
.jpg)
