The Director of BD/RIA Compliance is responsible for ensuring regulatory compliance within the broker-dealer and RIA sectors. This role involves developing written supervisory procedures, managing state registrations, assisting with regulatory inquiries, reviewing offering documents, and monitoring compliance trends. Strong analytical skills and knowledge of SEC and FINRA regulations are essential.

The Director of BD/RIA Compliance is responsible for ensuring compliance with SEC and FINRA regulations, developing and maintaining supervisory procedures, conducting audits, managing state registrations, and overseeing compliance training. The role requires strong analytical skills and collaboration across teams to implement policies that adhere to regulatory standards.

The Director, BD/RIA Compliance will ensure Forge meets regulatory requirements and maintains compliance culture. Responsibilities include developing supervisory procedures, managing state registrations, assisting with regulatory inquiries, and overseeing compliance projects. The ideal candidate must have extensive broker-dealer compliance experience, a strong understanding of securities laws, and excellent communication skills.

As a Tech Lead in AI/ML, you will develop and mentor peers while delivering AI products. You will build and maintain AI/ML platforms, set MLOps direction, create AI models, and work closely with Product and Engineering teams to integrate AI technologies seamlessly.

The Senior Director of Product will lead the development and management of data-driven financial market products at Forge. Responsibilities include defining product vision, overseeing the product lifecycle, collaborating with cross-functional teams, and driving product enhancements based on data insights. The role is crucial for fostering transparency in private markets and expanding product offerings.

The Lifecycle Marketing Manager at Forge will develop and manage email marketing programs, focusing on driving engagement and increasing revenue. Responsibilities include overseeing email content, ensuring compliance with regulations, managing agency relationships, and collaborating with cross-functional teams to meet email marketing goals.

The Vice President of Relationship Management at Forge will build and manage relationships with private company executives, capital advisors, and venture capital firms. Responsibilities include addressing liquidity needs, supporting strategic planning, delivering insights on market trends, and collaborating with cross-functional teams to enhance client engagement and expand the client base.

The Senior Associate in Relationship Management will support the Private Company Solutions Group at Forge, focusing on private market transactions and business development. Responsibilities include preparing client materials, managing relationships with key stakeholders, assisting with business initiatives, maintaining client pipelines, and organizing client events to drive operational efficiency and relationship growth.

The Lifecycle Marketing Manager will lead Forge's email marketing programs by managing the email calendar, executing campaigns, and leveraging analytics to drive engagement and revenue. This role requires collaboration with various teams to ensure high-quality content and adherence to regulations.

The Quantitative Researcher will conduct research using private market data and macro trends to generate unique insights, support index management, and collaborate with teams to create data-driven content and reports. The role requires strong programming, data science skills, and excellent communication to effectively translate quantitative information.

The Lead Designer will direct impactful design initiatives at Forge, creating high-quality marketing materials and ensuring brand consistency across platforms. Responsibilities include collaborating with cross-functional teams, evolving brand guidelines, and delivering data-driven design solutions to enhance customer engagement.

As the Lead Designer at Forge, you will spearhead transformative design work that enhances the brand across digital and print platforms. Your role involves collaborating with various teams while using data-driven insights to boost customer engagement and ensure brand consistency. You will also focus on the evolution of the public website and design best practices.

This role involves advising on broker-dealer operations, supporting the RIA business, and ensuring compliance with securities laws and regulations. The Senior Counsel will draft legal documents, handle client complaints, collaborate with business teams, and stay updated on regulatory changes.

As a Senior Engineering Manager, you will mentor full-stack engineers, oversee the development of scalable web applications, integrate web technologies, and enhance user experience. You will collaborate with teams to establish coding standards and ensure project feasibility, while staying informed on web development trends.

The VP of Relationship Management will focus on building and nurturing relationships with private company executives and investors, addressing liquidity needs and managing mandates. They will collaborate across teams in strategy development and execution, and engage in market insights while assisting with client-facing materials and events.

The Director of Private Securities Group at Forge is responsible for managing and monetizing client relationships, developing new connections with buy-side clients, and ensuring successful transaction outcomes. The role requires a strong background in institutional sales and client service in financial services.

As the Senior Director of Product at Forge, you'll lead the development of data-driven products in the financial market space. Responsibilities include defining product roadmaps, integrating data insights, overseeing product lifecycles, and collaborating across teams to drive strategic product advancements.