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The Senior Associate, Compliance will manage regulatory compliance processes, maintain policies, oversee training, and ensure adherence to investment and operational standards. Key responsibilities include audit management, compliance oversight in various operational areas, and creation of compliance reports for senior management.

The Senior Associate, Compliance will ensure compliance with regulations by creating and maintaining policies, managing regulatory filings, overseeing marketing communications, and compliance training. The role also includes auditing processes, monitoring employee conduct, and providing oversight on investment activities and vendor management, while supporting strategic compliance-related projects.

The Senior Analyst will support management in driving business initiatives, providing analytical support, curating management meetings, and drafting thought leadership content. This role includes facilitating business development efforts and optimizing operational processes while gaining exposure to industry trends and key stakeholders.

The Senior Analyst, Portfolio Implementation role involves supporting the Portfolio Management Team with the daily operations and management of client investments across various accounts. Key responsibilities include rebalancing portfolios, managing trade executions and compliance, and assisting with client account onboarding and investment strategies.

The Associate, Client Advisory will support senior team members in providing financial and investment advice to clients. Responsibilities include building client relationships, coordinating with internal and external advisors, translating documents, and strategizing portfolio implementation. The role emphasizes strong communication skills, particularly in Mandarin and English, to enhance client engagement and success.