Regulatory Reporting Manager

Posted Yesterday
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Philadelphia, PA
Hybrid
Senior level
Financial Services
We’re one of the world’s biggest technology-driven companies
The Role
The Regulatory Reporting Manager at JP Morgan Chase will oversee the Escheatment Department, focusing on reporting and remitting abandoned property. Key responsibilities include managing stakeholder relationships, coordinating large-scale remittances, utilizing data management tools, and promoting process improvements while fostering a collaborative work environment.
Summary Generated by Built In

Job Description
Join JP Morgan Chase as a Commercial & Investment Bank Regulatory Reporting Manager and play a pivotal role in managing our Escheatment Department. This is your chance to drive operational efficiencies and collaborate with senior managers to build innovative reporting processes and compliance programs.
Job Summary: As a Regulatory Reporting Manager, you will manage the JPMorgan Securities LLC Escheatment Department, utilizing proprietary systems and industry-standard vendor applications to report and remit abandoned property across various lines of business and product types. You will serve as a critical intermediary between senior-level internal and external stakeholders, coordinating large-scale operational efficiencies and collaborating with senior managers to develop new reporting processes and compliance programs.
In this role, you will have the opportunity to work in a fast-paced, deadline-driven environment, focusing on risk mitigation and efficiency. You will leverage your expertise to analyze complex issues, recommend creative solutions, and foster a collaborative work environment with stakeholders and peers.
Job Responsibilities:

  • Manage the process of reporting and remitting abandoned property across various lines of business and product types.
  • Act as an intermediary between multiple internal and external stakeholders, fostering critical relationships.
  • Coordinate the large-scale remittance of various product types to multiple states under tight, regulatory-driven deadlines.
  • Utilize proprietary and industry data management tools to identify automation opportunities.
  • Take on challenging projects, promote process streamlining, and cultivate career development of direct and matrix reports.
  • Collaborate with internal teams to ensure the integrity, accuracy, and consistency of data used for reporting purposes.


Required Qualifications, Capabilities, and Skills:

  • Ability to analyze complex and ambiguous issues to recommend creative solutions.
  • Must obtain Series 99 within 180 days.
  • Experience working in a fast-paced, deadline-driven environment with an emphasis on risk mitigation and efficiency.
  • Ability to synthesize information to formulate a concise message for management.
  • Strong interpersonal skills, including the ability to foster a collaborative, positive work environment with stakeholders and peers.
  • Demonstrable track record of improving processes, meeting goals, and handling competing priorities with diverse stakeholders.
  • High level of proficiency using Microsoft Office products (PowerPoint, Word, Excel).
  • Data and analytical experience (e.g., pivot tables, VLOOKUP) required.


Preferred Qualifications, Capabilities, and Skills:

  • Proven ability to manage complex projects and drive process improvements.
  • 5+ years of prior experience in the financial services industry, preferably in operations. Management experience is a plus.
  • Familiarity with automation, data analysis, and data visualization tools is a plus (e.g., UiPath, Alteryx, Tableau, SAS).
  • Escheatment experience is highly preferred.


Please note that sponsorship and relocation for this role will not be provided.
About Us
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans
About the Team
J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.

What the Team is Saying

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The Company
HQ: New York, NY
289,097 Employees
Hybrid Workplace
Year Founded: 1799

What We Do

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $3.7 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands.

Technology fuels every aspect of our company and is at the heart of everything we do. With over 50,000 technologists globally and an annual tech spend of $12 billion, we are dedicated to improving the design, analytics, development, coding, testing and application programming that goes into creating high quality software and new products.

Learn more about technology at our firm, explore resources from our Distinguished Engineers, AI & ML researchers, and other experts; access the latest episode of our TechTrends podcast, and more at www.jpmorgan.com/technology. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.

©2023 JPMorgan Chase & Co. All rights reserved. JPMorgan Chase is an Equal Opportunity Employer, including Disability/Veterans.

Why Work With Us

Our technologists work on a diverse range of solutions that include strategic technology initiatives, big data, mobile, electronic payments, machine learning, cybersecurity, enterprise cloud development, and other state-of-the-art technologies.

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